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主题: 《海归黄埔军校》课程《中国资本市场》第五章：附录：英中对照证券用语（A-I）

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《海归黄埔军校》课程《中国资本市场》第五章：附录：英中对照证券用语（A-I）

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《海归黄埔军校》课程《中国资本市场》第五章：附录：中英对照股市词汇(I) -- 安普若 - (55095 Byte) 2005-1-28 周五, 03:30 (2235 reads)

安普若
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标题: 《海归黄埔军校》课程《中国资本市场》第五章：附录：中英对照股市词汇(II) (2244 reads) 时间: 2005-1-28 周五, 03:40

作者：安普若 在海归黄埔军校发贴, 来自【海归网】 http://www.haiguinet.com

假市 ---- false market
做价 ---- kiting
停止过户期间 ---- book closure period
停市措施 ---- speed bump
停板 ---- trading halt
停牌 ---- suspended trading; suspension
兜售证券 ---- hawking of securities
副保荐人(创业板) ---- co-sponsor(GEM)
「勒束式」股票挂钩票据 ---- Range Equity Linked Instrument (Range ELI)
勒束式组合(期权) ---- strangle(options)
动态对冲 ---- dynamic hedging
区域网络 ---- Local Area Network (LAN)
参考平衡成交量 ---- Indicative Equilibrium Volume (IEV)
参考平衡价格 ---- Indicative Equilibrium Price (IEP)
参考发行价 ---- indicated issue price
参与者自设系统 ---- Participant Supplied System (PSS)
参与者资料提取系统(期货) ---- Participant Access Services(futures)
参与者网间连接器 ---- Participant gateway
「啤打」系数 ---- beta coefficient
商人银行 ---- merchant bank
《商品交易所（禁止经营）条例》 ---- Commodity Exchanges (Prohibition) Ordinance
商品交易商 ---- commodities dealer
《商品交易条例》 ---- Commodities Trading Ordinance
商品期货交易委员会(美国) ---- Commodity Futures Trading Commission (CFTC)(US)
商业承兑汇票 ---- trade acceptance
商业票据 ---- commercial paper
商业登记证 ---- business registration certificate
商议佣金 ---- negotiated commission
商誉 ---- goodwill
问责 ---- accountability
问题证券 ---- defective securities
国内生产总值 ---- gross domestic product (GDP)
国民生产总值 ---- gross national product (GNP)
国有资产监督管理委员会 ---- State-owned Assets Supervision and Administration Commission (SASAC)
国家工商局(中国内地) ---- State Bureau for Industrial and Commercial Administration(Mainland China)
国家外汇管理局(中国内地) ---- State Administration of Foreign Exchange (SAFE)(Mainland China)
国家股 / 国有股(中国内地) ---- state share(Mainland China)
国家建设债券(中国内地) ---- National Construction Treasury(Mainland China)
国家科技风险开发事业中心 ---- National Science and Technology Venture Capital Development Center
国家重点建设债券(中国内地) ---- Priority Construction Treasury (Mainland China)
国家国有资产管理局(中国内地) ---- State Bureau for State Property Administration(Mainland China)
国家统计局(中国内地) ---- State Statistics Bureau(Mainland China)
国家税务局(中国内地) ---- State Taxation Bureau(Mainland China)
国家经济贸易委员会（国家经贸委）
(中国内地) ---- State Economic and Trade Commission
(Mainland China)
国库券 ---- Treasuries
国务院证券委员会（证券委）(中国内地) ---- State Council Securities Committee (Mainland China)
国债* ---- ---- government bond
国债期货* ---- treasury bond futures
国际外汇同业联会 ---- Association Cambiste Internationale
国际收支平衡 / 国际收支差额 ---- balance of payments
国际股票期货及期权 ---- International Stock Futures and Options (ISFO)
国际金融公司 ---- International Finance Corporation (IFC)
国际金融行动专责小组 ---- International Financial Action Task Force
国际掉期业务及衍生投资工具协会 ---- International Swaps and Derivatives Association (ISDA)
国际货币基金 ---- International Monetary Fund (IMF)
国际期权市场协会 ---- International Options Markets Association (IOMA)
国际结算银行 ---- Bank for International Settlements (BIS)
国际集资市场协会 ---- International Primary Markets Association (IPMA)
国际会计师公会 ---- ---- The Association of International Accountants
国际会计准则 ---- International Accounting Standards (IAS)
国际会计准则委员会 ---- International Accounting Standards Committee (IASC)
国际标准化组织 ---- International Organisation for Standardisation (ISO)
国际编码机构协会 ---- Association of National Numbering Agencies(ANNA)
国际证券市场协会 ---- International Securities Markets Association (ISMA)
国际证券交易所联会 ---- World Federation of Exchanges (WFE)
国际证券事务监察委员会组织 (国际证监会组织) ---- International Organisation of Securities Commissions (IOSCO)
国际证券服务业联会 ---- International Securities Services Association (ISSA)
国际证券号码 ---- International Securities Identification Numbers (ISIN)
国际证券号码编制系统 ---- International Securities Numbering System
国际证监会组织亚太区委员会 ---- Asia Pacific Regional Committee (APRC) of IOSCO
国营企业(中国内地) ---- state-owned enterprise(Mainland China)
坚定承诺(包销) ---- firm commitment(underwriting)
执行董事 ---- executive director
执业会计师公会(美国) ---- Institute of Certified Public Accountants (ICPA)(US)
基本按金(期货) ---- initial margin(futures)
基金份额持有人* ---- ---- fund unit holder
基金经理 ---- fund manager
《基金经理操守准则》(证监会) ---- Fund Manager Code of Conduct(SFC)
基建工程/项目 ---- infrastructure project
基准日 ---- base day
基准收益率曲线 ---- benchmark yield curve
基点 ---- basis point
基础上市文件 ---- base listing document
专用交易系统 ---- proprietary trading system
专用网络系统 ---- proprietary routing terminal
专用线路 ---- dedicated line
专家谘询小组 ---- Advisory Specialist Group
专责监察主任 ---- Designated Compliance Officer
《专业会计师条例》 ---- Professional Accountants Ordinance
专业银行* ---- specialised bank
《专业操守规例》 ---- Code of Conduct Regulations
《专业操守规则及规例》(刊物) ---- Professional Conduct Rules and Regulations(publication)
专线网络系统 ---- ---- Proprietary Network System (PNS)
将股票化零为整 ---- jumbomize
将会员制转为股份制 ---- demutualisation
屏幕* ---- screen
常务委员会 ---- Executive Committee
强制性公积金 ---- Mandatory Provident Fund (MPF)
强制性公积金计划管理局 ---- Mandatory Provident Fund Schemes Authority (MPFA)
强制性收购建议 ---- mandatory bid; mandatory offer
强制补购 ---- compulsory buy-in; forced buy-in
强势美元 ---- strong dollar
从价印花税 ---- ad valorem stamp duty
授权代表 ---- authorised representative
授权书 ---- power of attorney
掉期 ---- swap
挂牌买卖 ---- flotation
挂钩汇率制 ---- pegged rate system
挂盘册 ---- order book
接口费 ---- port fee
接收(期权) ---- take-up(options)
接受存款公司 ---- deposit-taking company (DTC)
接驳站费用 ---- port fee
接价盘 ---- accept order
控股公司 ---- holding company
控股股东 ---- controlling shareholder
控股权益 ---- controlling interest
控权股东 ---- controlling shareholder
排媒现象 ---- disintermediation
排期申请表格 ---- advance booking form
敏感度分析 ---- sensitivity analysis
救市特别交易征费 ---- "Lifeboat" levy
救市贷款 ---- Lifeboat Loan
斩仓 ---- margin cut; liquidation; forced liquidation
条文 ---- provision
淡仓 ---- short position
净值比率 ---- net worth ratio
净额按金计算 ---- net margining
净额结算 ---- netting
深圳证券交易所 ---- Shenzhen Stock Exchange
深圳证券登记有限公司 ---- Shenzhen Securities Registration Company Limited
深圳证券结算有限公司 ---- Shenzhen Securities Clearing Company Limited
清洗交易 ---- whitewash transaction; wash sale
清算 ---- clearing
清算价 ---- clearing price
清盘 ---- liquidation
浅白语言计划 ---- Project on the Use of Plain Language
浅白语言计划工作小组 ---- Working Group on Plain Language
牵头包销商 ---- lead underwriter
现金交收 ---- cash settlement; cash on delivery (COD)
现金回佣 ---- cash commission rebate; cash rebate
现金收益净值 ---- net present value
现金客户 ---- cash client
现金差额缴款 ---- cash marks
现金流向 / 现金周转 ---- cash flow
现金流动表 ---- cash flow statement
现金流量折现/贴现法 ---- discounted cash flow
现金资产公司 ---- cash company
现金选择 ---- cash alternative
现货月 ---- spot month
现货市场 ---- spot market; cash market; physical market; actual market
现货市场谘询小组 ---- Cash Market Consultative Panel
现货价 ---- spot price; cash price; physical price; actual price
现价 ---- nominal price
《理解股票期权（及其风险）》(刊物) ---- Understanding Stock Options (and Their Risks)(publication)
理论性参考价格系统(期货) ---- Theoretical Indicative Pricing System (TIPS)(futures)
产权负担 ---- encumbrances
票面利率 ---- coupon; coupon rate
票面值 ---- par value
票面息率 ---- coupon; coupon rate
票对票方式 ---- "paper-to-paper" arrangement
票据交换所自动转账系统 ---- Clearing House Automated Transfer System (CHATS)
票据交换所自动转账系统付款指示 ---- CHATS Payment Instruction
票据密集交收 ---- paper intensive settlement
移动平均值背驰指标 ---- Moving Average Convergence-Divergence (MACD)
第一上市 ---- primary listing
第一板 ---- main board
第二上市 ---- secondary listing
第二代自动对盘及成交系统（第二代自动对盘系统） ---- Automatic Order Matching and Execution System / Second Generation (AMS/2)
第二板 / 第二板市场 ---- second board; second market
第三代自动对盘及成交系统（第三代自动对盘系统） ---- Automatic Order Matching and Execution System / Third Generation (AMS/3)
第三者结算 ---- Third Party Clearing (TPC)
累计/累积利息 ---- accumulated interest
累计/累积利润 ---- accumulated profits
累计/累积折旧 ---- accumulated depreciation
累计/累积垫款 ---- cumulative advance
累计投标制 ---- book building method
细价股 ---- small cap stock; penny stock
细盘撮合系统(美国) ---- Small Order Entry System; Small Order Execution System (SOES)(US)
细额先到先得 ---- Small Order First-In-First-Out
「终止及停止」令 ---- "cease and desist" order
组合分析仪(期权) ---- Portfolio Analyser(options)
「组合股」 ---- ---- Exchange Traded Fund
组合盘 / 综合盘 ---- combination order; combo order; composite order
组织大纲 ---- memorandum of association
《组织大纲及章程》 ---- Memorandum and Articles of Association
组织架构检讨指导委员会 ---- Steering Committee on Organisational Review
组织细则 ---- articles of association
组织章程 ---- constitution; articles of association
翌日净额结算系统 ---- next day net settlement system
庄家 ---- market maker
庄家之经销交易 ---- jobbing transaction
庄家名录 ---- Market Maker List
庄家活动 ---- market making
规范声明 ---- normative statement
访客廊 ---- Viewing Gallery
设定增值税 ---- deemed VAT
货币市场 ---- money market
货币交叉盘买卖 ---- cross currency trade
货币供应 ---- money supply
货币政策委员会(中国人民银行) ---- Monetary Policy Committee(PBOC)
货币基础 ---- monetary base
货币期货 ---- currency futures
货币发行局制度 ---- currency board system
货币经纪 ---- money broker
货币资产 ---- monetary assets
货币权证 ---- currency warrant
货银同步交收 ---- delivery vs payment (DvP)
货银两讫 ---- delivery vs payment (DvP)
货银对付 ---- cash on delivery (COD)
货银对付方式交收 ---- delivery vs payment (DvP)
责任承担 ---- accountability
责任承诺书 ---- responsibility letter
责任声明书 ---- responsibility statement
责务变更 ---- novation
责务变更合约 ---- novated contract
软佣金 ---- soft commission
软货币 ---- soft currency
软着陆 ---- soft landing
透明度 ---- transparency
透视价 ---- "see-through" price
逐项交收 ---- trade-for-trade settlement
通讯线路现况显示行 ---- communication status message line
通货紧缩 / 通缩 ---- deflation
通胀指标货币政策 ---- inflation indexed monetary policy
速动市场 ---- fast market
速动资金 ---- liquid capital
速动资产 ---- liquid asset
造市 ---- market manipulation
造价 ---- price manipulation
连锁关系原则 ---- chain principle
连续竞价 ---- continuous auction
部份完成的买卖指示 ---- partially filled order
部份区域网络 ---- Local Area Network (LAN)
闭端式基金 ---- closed-end fund
阴阳烛图 ---- candlestick chart
备考全面摊薄市盈率 ---- pro forma fully diluted price/earnings ratio
备考报表 ---- pro forma statement
备兑期权 ---- covered option
备兑权证 ---- covered warrant
备兑认购期权 ---- covered call
备抵(会计) ---- allowance(accounting)
伞子基金 ---- umbrella fund
凯伯里委员会(英国) ---- Cadbury Committee(UK)
凯伯里报告书(英国) ---- Cadbury Report(UK)
创新及科技基金 ---- Innovation and Technology Fund
创业板 ---- Growth Enterprise Market (GEM)
创业板上市委员会 ---- GEM Listing Committee
《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》） ---- GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)
《创业板投资者指南》 ---- GEM Investor Guide
创业板指数 ---- Growth Enterprise Index (GEI)
创业基金 ---- venture capital
单一董事会制 ---- unitary board system
单一种股份的衍生认股权证 ---- single share derivative warrant
单一价格竞价市场 ---- single price auction system
单日货币市场 ---- intra-day money market
《单位信托及互惠基金守则》 ---- Code on Unit Trusts and Mutual Funds
单位信托委员会(证监会) ---- Committee on Unit Trusts(SFC)
单位信托基金 ---- unit trust
单价配对(期权) ---- netting(options)
报价 ---- quote
报价系统(期货) ---- Price Reporting System(futures)
报价要求 ---- quote request; request for quote (RFQ)
报价规则 ---- quotation rules
场内交易 ---- pit trading
场内交易产品 ---- exchange traded product
场内规则 ---- on-market rules
场内买卖期权 ---- exchange traded option
场内买卖盘 ---- on-floor order
场外交易 ---- off-floor trading; off-board trading
场外交易议价板 (美国) ---- OTC Bulletin Board (US)
场外衍生工具 ---- over-the-counter derivative
场外规则 ---- off-market rules
场外期权 ---- over-the-counter option
场外购回股份 ---- off-market share repurchase
场外证券市场 ---- over-the-counter market
孳息 ---- yield
富时指数有限公司（原金融时报指数） ---- FTSE
帧中继交易网 ---- frame relay trading network
复牌 ---- resumption of trading
《提升香港的金融基础设施报告》 ---- Report on the Enhancement of the Financial Infrastructure in Hong Kong
提升数码资料输送专线 ---- enhanced digital datafeed
提早补购 ---- early buy-in
提呈发售 ---- offer for sale
提高运作的能力 ---- scalable
扬基债券 ---- Yankee bond
换股比率 ---- conversion ratio
换算 ---- translation
散户投资者 / 散户 ---- retail investor
散户经纪 ---- retail broker
普通股 ---- ordinary share
普通债券 ---- straight bond
替任人 ---- alternate
最大差价限额 ---- maximum spread
最少开价数量 ---- minimum quote quantity
最低上落价位 ---- minimum price fluctuation; tick (size)
最低交易数额 ---- minimum transaction size
最低供款额 ---- minimum contribution
最低价格变动 ---- minimum price fluctuation; tick (size)
最低豁免规定 ---- de minimus waiver provision
最初发起人 ---- ultimate originator
最佳成交价 ---- best execution price
最佳价格 ---- best price
最佳价格盘 ---- at-best order
《最佳应用守则》 ---- Code of Best Practice
最后一轮交收处理程序 ---- Final Settlement Run
最后成交价 ---- last recorded price; last traded price
最后行使日 ---- last exercise day
最后结算表 ---- Final Clearing Statement
最后结算价 ---- Final Settlement Price
最后贷款人 ---- lender of last resort
最后复核聆讯 ---- final review hearing
最终用户/使用者 ---- end user
最终受益人 ---- ultimate beneficiary
最终实益持有人 ---- ultimate beneficial holder
最短回复开价时间 ---- minimum response time
期末存货 ---- closing stock
期初存货 ---- opening stock
期货赔偿基金 ---- Futures Compensation Fund
期货赔偿基金委员会(证监会) ---- Futures Compensation Fund Committee(SFC)
期权 ---- option
期权交付指令 ---- options delivery instruction
期权交易主任 ---- Options Trading Officer
期权交易主任及代表考试 ---- Options Trading Officer and Representative Examinations
期权交易代表 ---- Options Trading Representative
期权交易所参与者 ---- Options Exchange Participant
《期权交易规则》 ---- Options Trading Rules
期权交易确认书 ---- options trade confirmation
期权合约 ---- option contract
期权合约净持仓 ---- net open options contract; net options position
期权系列 ---- option series
期权定价 ---- option valuation
期权定价模式 ---- option pricing model
期权金 ---- premium
期权金成交额 ---- premium turnover
期权长仓合约 ---- long options contract
期权客户协议书 ---- Options Client's Agreement
期权持有人 ---- option holder
期权持仓 ---- option position
期权短仓 ---- short option
期权短仓合约 ---- short options contract
期权结算主任 ---- Options Clearing Officer
期权结算主任考试 ---- Options Clearing Officer Examination
《期权结算规则》 ---- Options Clearing Rules
期权费用 ---- options tariff
期权买方 ---- option buyer
期权买卖交易所参与者 ---- Options Trading Participant
期权经纪交易所参与者 ---- Options Broker Exchange Participant
期权资讯服务 ---- Options Information Service
期权数码资料传送专线 ---- options digital datafeed
期权卖方 ---- option seller; option writer
期权类别 ---- option class
款项交收费 ---- money settlement fee
款项净额结算每日平均效率 ---- daily average funds netting efficiency
款项过户系统 ---- money transfer system
款项预缴服务 ---- cash prepayment service
残值 ---- salvage value
减佣经纪 ---- discount broker
港元同业拆息 ---- Hong Kong Interbank Offered Rate (HIBOR)
《港元利率期货市场通讯》 ---- HIBOR Futures Market Update
港元利率期货迭期 ---- HIBOR Futures Strip
港汇指数 / 港元实际汇兑指数 ---- Effective Exchange Rate Index for the Hong Kong Dollar (EERI)
无人申领之经纪佣金 ---- unclaimed brokerage
无力偿债 ---- insolvency
无形资产 ---- intangible asset
无抵押贷款 ---- unsecured loan
无抵押权证 ---- non-collateralised warrant
无风险利率 ---- risk-free interest rate
无风险对冲 ---- delta hedge
无时限盘 ---- good-till-cancelled order (GTC)
无纸化交易 ---- paperless trading; scripless trading
无条件及不可撤回之担保 ---- unconditional and irrevocable guarantee
无条件现金收购建议/要约 ---- unconditional cash offer
无责任声明 ---- disclaimer
无备兑期权 ---- uncovered option
无备兑认购期权 ---- uncovered call
「无超额亏蚀」规则 ---- No-Over-Loss Rules
无价期权形式 ---- tails(options)
无凭证式股东 ---- uncertificated shareholder
无偿债能力 ---- insolvency
《为便利股份或债权证要约而就《公司
条例》提出的修订建议谘询文件》 ---- Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 ---- licence
登记持有人 ---- registered owner
登记过户费 ---- scrip fee
发行人 ---- issuer
《发行人及专业顾问意见调查》 ---- Issuers and Professional Advisers Survey
发行人可选择支付现金 /
发行人现金选择权 ---- issuer's cash option
发行人登记册 ---- Issuer Register
发行人电子存档系统 ---- issuer electronic filing system
发行红股 ---- scrip issue
发行章程 ---- prospectus
发行量加权股价指数(台湾交易所) ---- Weighted Index(Taiwan Stock Exchange)
发行新股 ---- new issue
发行资料摘要(权证) ---- indicative terms sheet(warrants)
发行价 ---- issue price
发行机构 ---- issuer
《发展路向》(刊物) ---- The Way Forward(publication)
发起人 ---- promoter
发牌资料册 ---- licensing information booklet
发钞局制度 ---- currency board system
发盘价 ---- offer price
短期同业拆放市场 ---- call market
短期资金 ---- short-term money
短期资金借贷市场 ---- money market
短期举债/借贷 ---- short term borrowings
短期证券 ---- short-dated securities
硬货币 ---- hard currency
税后盈利/利润/溢利 ---- after-tax profits
税后实际回报率 ---- after-tax real rate of return
《税务条例》 ---- Inland Revenue Ordinance
税务优惠 ---- tax relief
税项减免 ---- tax break; tax concession
稀释* ---- dilution
程式买卖/交易 ---- programme trading
程序覆检委员会 ---- Process Review Panel
等价期权 ---- at-the-money option
结清 ---- close out
结构改进 ---- institutional advancement
结算 ---- clearing
结算所 ---- clearing house
结算所电子附属登记系统(澳洲) ---- Clearing House Electronic Subregister System (CHESS)(Australia)
结算协议书 ---- clearing agreement
结算参与者(期权买卖) ---- Clearing Participant(options trading)
「结算通」电话系统 ---- CCASS Phone System
《结算运作程序 ─ 期权买卖交易所参与者专用》 ---- Operational Clearing Procedures for Options Trading Exchange Participants
结算价 ---- clearing price
结算机构参与者 ---- Clearing Agency Participant
结算谘询小组 ---- Clearing Consultative Panel
《结算纵横》(刊物) ---- Clear Talk(publication)
结余 ---- balance
结转(会计) ---- carried forward(accounting)
统一保证金客户协议书 ---- Uniform Margin Client's Agreement
统一现金客户协议书 ---- Uniform Cash Client's Agreement
统一结算所 ---- universal clearing house
统制账户 ---- control account
虚假市场 ---- false market
虚假声明 ---- misstatement
虚售交易；虚卖 ---- wash sale
虚报 ---- misrepresentation
虚拟市场 ---- virtual market
「街名」股票 ---- "street name" share certificate
补充/增补上市文件 ---- supplemental/supplementary listing document
补仓按金(期货) ---- maintenance margin(futures)
补仓通知 ---- margin call
补发证书服务 ---- certificate replacement service
补购 ---- buy in
注册中介团体 ---- registered intermediary
注册商号 ---- registered firm
注册庄家 ---- ---- Registered Trader
注册融资人 ---- registered financier
注册证券商 ---- registered dealer
注销股份 ---- cancelled share
注释备忘录 ---- explanatory memorandum
贬值 ---- depreciation
买家 ---- bidder
「买者自负」原则 ---- "let the buyer beware" principle;
"Caveat Emptor" (let the buyer beware)
买壳 ---- acquisition of shells
买价 / 买盘价 ---- bid price
买盘 ---- buy order
买卖因公众持股量不足而停牌证券的申报表 ---- Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
买卖指示 ---- order
买卖差价 ---- bid-asked spread
买卖单位 ---- board lot
买卖单据 ---- contract note
买卖惯例 ---- dealing practice
买卖盘 ---- order
买卖盘纪录 ---- order book
买卖盘纸 ---- deal ticket
买卖盘处理率 ---- order throughput
买卖盘传递 ---- order routing
买卖盘传递系统 ---- Order Routing System (ORS); router system
买卖盘输入 ---- order entry
贷出费 ---- lending fee
贷股人 ---- stock lender
贷股人参与者(中央结算系统参与者) ---- ---- Stock Lender Participant(CCASS)
贷款抵押证券 ---- collateralised loan obligation (CLO)
贷款股 / 贷款债券 ---- loan stock
贷款银团 ---- loan syndicate
贷款融通 ---- ---- loan facility
贴现 ---- discount
贴现率 ---- discount rate
贴现窗 ---- discount window
超国家机构 ---- supranational entity
超连结 ---- hyperlink
超买 ---- overbought
超卖 ---- oversold
超额配发/配股权 ---- over-allotment option
超额配发机制 ---- over-allotment option scheme
超额认购 ---- oversubscribed; overbooked
跌停板措施 ---- circuit breaker
《周年报告的参考披露资料》(刊物) ---- Reference for Disclosures in Annual Reports(publication)
进项增值税 ---- input VAT
开市分配时段(HKATS) ---- ---- open allocation session(HKATS)
开市前分配时段(HKATS) ---- ---- pre-open allocation session(HKATS)
开市前时段；开市前议价时段 ---- pre-opening session
开市报价规则 ---- opening quotations rules
开市价 ---- opening price
开市盘 ---- open order; at-the-opening order
开市议价机制(期货) ---- Pre-market Opening Mechanism(futures)
开放式基金 ---- open-end fund
开放式网间连接器 ---- open gateway
开放式网间联系买卖 ---- internet order connection
开仓交易 ---- opening transaction
开仓合约 ---- opening contract
开价盘 ---- quote
开价盘要求 ---- quote request
开盘状况报告 ---- quote maintenance report
开盘价 ---- opening price
集中持仓量 ---- concentrated position
集中风险 ---- concentration risk
集中风险调整 ---- concentration risk adjustment
《集合投资计划的广告宣传指引》 ---- Advertising Guidelines for Collective Investment Schemes
集合竞价 ---- aggregate auction
集资 ---- capital formation
集资市场 ---- primary market
《集资退休基金守则》 ---- Code on Pooled Retirement Funds
《集资退休基金的广告宣传指引》 ---- Advertising Guidelines for Pooled Retirement Funds
集资净额 ---- net proceeds
集团内部交易 ---- intra-group transactions
集团会计 ---- corporate accounting
集体投资计划 ---- ---- collective investment schemes (CIS)
集体投资基金 ---- collective investment fund
项目融资 ---- project finance
顺差 ---- favourable variance; favourable difference
须予公布的交易 ---- notifiable transaction
须予披露的交易 ---- discloseable transaction
传统基金会(美国) ---- The Heritage Foundation(US)
传统债券 ---- plain vanilla bond
债券 ---- bond; debenture; debt securities; loan stock
债券市场工作小组 ---- ---- Working Group on Debt Market
债券抵押证券 ---- Collateralised Bond Obligation (CBO)
债务 ---- indebtedness
债务人 ---- debtor
债务工具中央结算系统(金管局) ---- Central Moneymarkets Unit (CMU)(HKMA)
债务市场 ---- debt market
债务报表 ---- indebtedness statement
债务偿还 ---- debt repayment
债务证券 ---- debt securities; loan stock
债务链 ---- debt chain
债转股 ---- debt-for-equity swap
债权人 ---- creditor
债权股额 ---- loan stock
债权证 ---- debenture
汇兑限额 ---- exchange quota
汇兑损失 ---- exchange loss
汇票 ---- bill of exchange
汇款同步交收(银行) ---- payment vs payment (PvP)(banking)
微值入价 ---- cabinet bid
微值交易(期权) ---- cabinet trade; cabinet bid
损益平衡点 ---- breakeven point
损益账 ---- profit and loss account
新一代中央结算系统 ---- CCASS/3
新加坡交易所 ---- Singapore Exchange (SGX)
新加坡证券交易所交易及自动报价系统 ---- Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)
新市场发展工作小组 ---- Working Group on New Market Development
新企业上市国际委员会 ---- International Committee on the Listing of New Enterprises
新股发行 ---- new issue
新恒生50中型股指数 ---- New Hang Seng MidCap 50 Index (New HSMCI)
新华富时中国25指数 ---- FTSE/Xinhua China 25 Index
《新监管制度》(证监会) ---- The New Regulatory Framework(SFC)
新闻栏(大利市机股份页) ---- Free Text Area(Teletext)
新兴市场 ---- emerging market
会计师报告 ---- accountants' report
会计处理方式 ---- accounting treatment
会计期间 ---- accounting period
会计程式 ---- accounting equation
会计准则/标准 ---- accounting standard
《会计实务准则》 ---- Statement of Standard Accounting Practice (SSAP)
会计惯例/实务 ---- accounting practice
极端波动乘数 ---- extreme move multiplier
极端波动覆盖分数 ---- extreme move covered fraction
极价内期权 ---- deep-in-the-money option
极价外期权 ---- deep-out-of-the-money option; tails
业务纪录 ---- track record
业务划分 ---- delineation of activities
业绩公布 ---- results announcement
概念股 ---- concept stock
源指令码 ---- source code
准备(会计) ---- provision(accounting)
溢利 ---- profit
溢利预测 ---- profit forecast
溢价 ---- premium
瑞士商品、期货及期权协会 ---- Swiss Commodities, Futures and Options Association
碎股 ---- odd lot
节流率 ---- throttle rate
经纪代表考试 ---- Broker's Representatives Examination
经纪代表课程 ---- Broker's Representatives Course
经纪交易 ---- agency trade
经纪自设系统 ---- Broker Supplied System (BSS)
经纪行 ---- brokerage house
经纪佣金 ---- brokerage
经纪忠诚保险计划 ---- Brokers' Fidelity Insurance Scheme (BFI)
经纪忠诚保险计划委员会 ---- Brokers' Fidelity Insurance Committee
经纪后勤办公室支援服务 ---- Brokers' Electronic Support Services (BESS)
经纪活动工作小组 ---- Broker Activities Working Team
经纪参与者(中央结算系统参与者) ---- Broker Participant(CCASS Participants)
经纪会计系统 ---- Brokers' Accounting System
经纪电子邮递及集体传呼服务 ---- E-mail and Group Paging Services
经修订的股份卖空计划 ---- revised short selling scheme
经常账 ---- current account
经审核账目 ---- audited accounts
经办人 ---- manager
经办银行 ---- administering bank
经济自由指数 ---- Index of Economic Freedom
经济发展及劳工局 ---- Economic Development and Labour Bureau
经济发展及劳工局局长 ---- Secretary for Economic Development and Labour
经营租赁 ---- operating lease
经扩大股本 ---- enlarged share capital
群集式伺服器 ---- cluster server
《与证券服务有关的收费及费用的良好披露指引草拟本谘询文件》 ---- ---- Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盘 ---- placing order
董事/行政总裁具报书 ---- Director's / Chief Executive's Notifications
《董事的声明及承诺》 ---- Declaration and Undertaking with regard to Directors
董事袍金 ---- directors' fee
董事会 ---- board of directors
董事会报告 ---- directors' report
董事酬金 ---- directors' remuneration
试算表 ---- trial balance
诚信责任 ---- fiduciary duties
资不抵债 ---- insolvency
资方信托人 ---- employer trustee
资本化 ---- capitalisation
资本化发行 ---- capitalisation issue
资本支出 ---- capital expenditure
资本充裕/充足比率 ---- capital adequacy ratio
资本充裕程度 ---- capital adequacy
资本市场 ---- capital market
资本负债比率 ---- gearing ratio
资本重整 ---- recapitalisation
资本值 ---- capital value
资本项目* ---- capital account
资本增值 ---- capital appreciation; capital gain
资本增值权证 ---- capital plus warrant
资本增益 ---- capital gain
资本增益/增值税 ---- capital gains tax (CGT)
资本调整 ---- capital adjustment
资本账 ---- capital account
资本储备 ---- capital reserve
资本亏损 ---- capital loss
资本筹集 ---- capital formation
资金平衡 ---- fund balancing
资金股本化 ---- capitalisation issue
资金表 ---- fund statement
资金流向 ---- fund flow
资金会计法 ---- fund accounting approach
资金运用 ---- fund utilisation
资料印证工作函 ---- Comfort Letter
资料披露 ---- disclosure
资料备忘录 ---- information memorandum
资格股 ---- qualification share
资讯供应商 ---- information vendor
资讯服务 ---- information service
资讯发布/发放 ---- information dissemination; news dissemination
资讯档案 ---- news file
资产 ---- asset
资产拆卖 ---- asset stripping
资产保证 ---- asset coverage
资产负债表 ---- balance sheet
资产负债表以外之承担/项目 ---- off-balance sheet exposure
资产负债表外金融工具 ---- off-balance sheet (financial) instrument
资产负债表编制程式 ---- balance sheet equation
资产净值 ---- net asset value
资产调配/调度 ---- asset allocation
资产调换 ---- asset swap
资产覆盖率 ---- asset coverage
跨司法区招股活动 ---- multi-jurisdictional equity offering
跨市场协调委员会 ---- Inter-Market Coordination Committee
跨市场抵押品 ---- cross collateral
跨市场按金制度 ---- cross margining
跨国多重上市 ---- mutual cross-listing
跨期买卖(期权) ---- calendar spread; time spread; horizontal spread (options)
跨期买卖 ---- spread trading
跨境上市 ---- cross-border listing
跨价衍生权证 ---- call spread derivative warrant
跨价买卖(期权) ---- price spread; vertical spread; spread trading(options)
《跟踪指数交易所买卖基金监管指引》(证监会) ---- ---- Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)
路透社证券投资传视服务 ---- Reuters Monitor Equities Investment Service
运作风险 ---- operational risk
逾时交易 ---- late trading
过户 ---- transfer
过户(期权) ---- give-up(options)
过户文件 ---- instrument of transfer
过户代理 ---- transfer agent
过户纸（转让）印花税 ---- transfer deed stamp duty
过户处 / 过户登记处 ---- registrar; share registrar
过户费 ---- transfer fee
过渡性贷款 ---- bridging loan
过量交易 ---- overtrading
道德及指引委员会 ---- Ethics and Guidance Committee
道琼斯工业平均指数 ---- Dow Jones Industrial Average
道琼斯工业平均指数期货及期权 ---- Dow Jones Industrial Average Futures and Options
乡镇企业 ---- township and village enterprises
隔夜流动资金(银行) ---- overnight liquidity(banking)
零交易日 ---- zero-trading day
零和游戏 ---- zero-sum game
零股* ---- odd lot
零息债券 ---- zero coupon bond
零售资讯服务 ---- retail information service
《电子公开发售指引》(证监会) ---- ---- Guidelines for Electronic Public Offerings(SFC)
电子化财政资源规则报表系统 ---- e-FRRR system
电子交易 ---- electronic trading
电子收付款指示 ---- Electronic Payment Instruction (EPI)
电子呈交系统 ---- e-Submission system
电子款项交收服务 ---- Electronic Money Settlement Services
电子款项交收费 ---- electronic money settlement fee
电子通讯网络 ---- electronic communications network (ECN)
电子邮件；电子邮递；电邮 ---- e-mail
电子传递证券资讯服务 ---- Electronic Mailing Stock Information Service (EMSIS)
电子认购首次公开招股服务 ---- Electronic Initial Public Offering service (EIPO)
电子认购新股指示 ---- Electronic Application Instruction for New Issue Shares
「电子数据收集、分析及检索」系统(美国) ---- Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)
预计平均结算价 ---- estimated average settlement price (EAS price)
预计资本值 ---- estimated capital value
预托证券 ---- depository receipt
预设期货跨期合约 ---- Predefined Futures Calendar Spreads
预警系统 ---- early warning system
伪冒电子邮件 ---- phishing
《境内企业申请到香港创业板上市审批与监管指引》(中国内地) ---- Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)
境外上市外资股(中国内地) ---- overseas listed foreign share(Mainland China)
境外发行股票和上市管理通知 (国务院) ---- Notice on Regulation of Share Issues and Listing in
Overseas Markets (State Council)
垫款 ---- advance; monies advanced
实地盘存 ---- physical inventory
实物分派 ---- distribution in specie
实物交收 ---- physical delivery
实物利益 ---- benefits-in-kind
实物股票 ---- physical scrip
实时计算 ---- real time calculation
实时资讯 ---- real time information
实益持有人 ---- beneficial holder
实益拥有人 ---- beneficial owner
实益权益 ---- beneficial interests
实际可用年期 ---- actual useful life
实盘 ---- firm order
实质汇率 ---- real exchange rate
实缴股本 ---- paid-up capital; paid-in capital
对手方 ---- counterparty
对手风险 ---- counterparty risk
对手经纪 ---- contra broker
对外经济贸易合作部（外经贸部）(中国内地) ---- Ministry of Foreign Trade and Economic Cooperation(Mainland China)
对冲 ---- hedging
对冲比率 ---- hedging ratio
对冲值(期权) ---- delta(options)
《对冲基金汇报规定指引》(证监会) ---- Guidelines on Hedge Funds Reporting Requirements(SFC)
对冲基金 ---- hedge fund
对角买卖 ---- diagonal spread
对敲 ---- bucketing
对盘 ---- order matching
对盘前时段 ---- pre-order matching period
对盘时段 ---- order matching period
对账 ---- reconciliation
截止过户日期 ---- book close date (B/C date)
摘牌* ---- delisting
杠杆比率 ---- gearing ratio
杠杆市场 ---- leveraged market
杠杆式外汇交易 / 买卖 ---- leveraged foreign exchange trading
《杠杆式外汇买卖（财政资源）规则》 ---- Leveraged Foreign Exchange Trading (Financial Resources) Rules
《杠杆式外汇买卖（造访）规则》 ---- Leveraged Foreign Exchange Trading (Calls) Rules
杠杆式外汇买卖介绍代理人 ---- leveraged foreign exchange introducing agent
杠杆式外汇买卖商 ---- leveraged foreign exchange trader
《杠杆式外汇买卖条例》 ---- Leveraged Foreign Exchange Trading Ordinance
杠杆收购 ---- leveraged buy-out (LBO)
杠杆效应 ---- leverage
滞胀 ---- disinflation; stagflation
熊市 ---- bear market
荧幕 ---- screen
疯狂抛售 ---- bear raid
尽职审查 ---- due diligence
监事(中国内地) ---- supervisor(Mainland China)
监事会(中国内地) ---- supervisory committee(Mainland China)
监察主任 ---- compliance officer
监管 ---- regulation
《监管合作备忘录》 ---- Memorandum of Regulatory Cooperation (MORC)
监管制度 ---- regulatory regime
监管套戥 ---- regulatory arbitrage
监管机构 ---- regulatory body
算术平均数(统计) ---- arithmetic average; arithmetic mean(statistics)
管制法例 ---- governing law
《管理、监督及内部监控指引》(证监会) ---- Management, Supervision and Internal Control Guideline(SFC)
管理费用 ---- management fee
管理层收购 ---- management buy-out (MBO)
管理层股东 ---- management shareholder
精算师 ---- actuary
综合户口 ---- omnibus account / omnibus client account
综合表 ---- composite table
综合风险 ---- composite risk
综合财务报表 ---- consolidated financial statement
综合买卖 ---- composite trades
综合盘 / 组合盘 ---- combination order; combo order; composite order
维持前成交价但低于上一个差异价 ---- zero-minus tick
维持前成交价但高于上一个差异价 ---- zero-plus tick
维持按金(期货) ---- maintenance margin(futures)
网上交易 ---- online trading
网上交易工作小组 ---- On-line Trading Working Group
网上投资者资源中心(证监会) ---- Electronic Investor Resources Centre (eIRC)(SFC)
网上认购新股服务 ---- Internet Initial Public Offering (iIPO) service
网间连接器(电脑) ---- gateway(computer)
紧急贷款者 ---- lender of last resort
紧缩措施 ---- austerity measures
蒙受风险的价值 ---- value-at-risk
认可用户 ---- authorised user
认可行业资格 ---- Recognised Industry Qualifications (RIQ)
认可存款基金 ---- approved deposit fund
认可负债 ---- ranking liabilities
认可值 ---- admitted value
认可基金 ---- authorised fund
认可资产净值 ---- net admissible assets
《认可机构披露财务资料的最佳执行指引》(金管局) ---- Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)
认沽期权 ---- put option
认沽期权沽出者 ---- put writer
认沽期权空仓 ---- short put
认沽短仓 ---- short put
认沽认购等价关系 ---- relationship of put-call parity
认沽权证 ---- put warrant
认股期权 ---- share option
认股权证 ---- warrant
认购 ---- subscription
认购不足 ---- undersubscribed; underbooked
认购期权 ---- call option
认购期权沽出者 ---- call writer
认购期权空仓 ---- short call
认购短仓 ---- short call
认购权证 ---- call warrant
说明函件 ---- explanatory statement
说明指引 ---- interpretive guidelines
轻微违纪事件 / 行为 ---- summary offence
遥距交易设施 ---- remote trading access
递延股 ---- deferred share
递延税项 ---- deferred tax
远东交易所 ---- The Far East Exchange
远期月份 ---- distant month; back month
远期货币合约 ---- currency forward
远期权利 ---- forward entitlement
酸性测试比率 ---- acid-test ratio
银行同业拆借市场 ---- interbank market
银行承兑汇票 ---- banker's acceptance
银行结汇体系 ---- exchange surrender system
《银行业条例》 ---- Banking Ordinance
银行对账表 ---- bank reconciliation statement
银行确认书 ---- bank confirmation
银行融通额/融资额 ---- banking facility
《银行营运守则》(金管局) ---- Code of Banking Practice(HKMA)
银行证明文件 ---- bank confirmation
银团贷款 ---- syndicated loan; syndicated lending
银团融资 ---- syndicated credit
驳脚经纪 ---- runner
价内期权 ---- in-the-money option
价外期权 ---- out-of-the-money option
价位 ---- spread
价位表 ---- Spread Table
价位值 ---- tick value
价值状况 ---- moneyness
价值稳定的货币 ---- hard currency
价格发现 ---- price discovery
增值 ---- accretion; appreciation
增值服务 ---- value-added service
增值税 ---- value added tax (VAT)
增售条款(包销) ---- greenshoe(underwriting)
增强自动对盘系统的市场接触力 ---- enhanced access to AMS
增强限价盘 ---- enhanced limit order
增补/补充上市文件 ---- supplementary/supplemental listing document
审计师* ---- auditor
审核委员会 ---- Audit Committee
审核线索 ---- audit trail
审裁科 ---- Adjudication Division
审慎原则 ---- principle of prudence
审阅 ---- vetting
《宽免缴付若干牌照费用的指引》(证监会) ---- Guidelines on Waivers of Certain Licensing Fees(SFC)
宽限期 ---- grace period
广域网络 ---- Wide Area Network
影子董事 ---- shadow director
影响市场资料 ---- market-sensitive information
影响股价资料 ---- price-sensitive information
德国期货及期权交易所 ---- Deutsche Terminborse (DTB)
德意志联邦银行 ---- Deutsche Bundesbank
征收印花税运作程序 ---- Operation Procedures for Stamp Duty Collection
征求建议书 ---- request for proposal
征求意见稿 ---- exposure draft
撇销 ---- write off
拨备 ---- provision
拨款 ---- appropriation
数码资料传送专线 ---- Digital Data Feed (DDF)
数码资讯服务 ---- digital information service
数据传送专线 ---- data feed
暂收款 ---- temporary receipts
暂定配额通知书 ---- provisional letter of allotment
暂记账 ---- suspense account
暂停时段 ---- blocking period
暂停办理过户登记手续 ---- closure of books; closure of register
暂缓执行配对交收指示 ---- hold matched SI
暂缓还款协议 ---- standstill agreement
暂搁注册(美国) ---- shelf registration facility(US)
标准合约 ---- standard contract
标准差 ---- standard deviation
标准授权书 ---- Model Authorisation Letter
标准组合风险分析 ---- Standard Portfolio Analysis of Risk (SPAN)
标准普尔500综合指数预托证券 ---- Standard & Poor's Depository Receipt (SPDR)
标准普尔/香港交易所大型股指数 ---- S&P/HKEx LargeCap
标准普尔/香港交易所小型股50指数 ---- S&P/HKEx SmallCap 50
标准普尔/香港交易所中型股25指数 ---- S&P/HKEx MidCap 25
标准普尔/香港交易所综合指数 ---- S&P/HKEx Composite
标准普尔/香港交易所创业板指数 ---- S&P/HKEx GEM
标准普尔评级 ---- Standard & Poor's Rating
标准登记服务 ---- standard registration service
标准会计准则 ---- standard accounting practice
模拟交易 ---- mock trading
模拟系统 ---- simulation system
欧式期权 ---- European style option
欧洲日圆东京银行同业拆息期货 ---- Euroyen Tibor Futures
欧洲可换股担保债券 ---- Euro-convertible guaranteed bond
欧洲货币债券 ---- Eurobond
欧洲复兴及开发银行（即世界银行） ---- European Bank of Reconstruction and Development (EBRD) (ie World Bank)
欧洲结算系统 ---- Euroclear
欧洲结算银行 ---- Euroclear Bank
欧洲债券 ---- Eurobond
欧洲经济及货币联盟 ---- European Economic and Monetary Union (EMU)
欧洲证券交易商协会自动报价系统 ---- European Association of Securities Dealers Automated Quotations (EASDAQ)
欧洲议会 ---- European Parliament
欧罗 / 欧元 ---- euro / Euro
盘 ---- order; position
盘存 ---- inventory
盘房 ---- dealing room
盘纸 ---- order form
稽核测试 ---- audit test
线上交易 ---- online trading
线上项目 ---- above the line
线下项目 ---- below the line
线路费 ---- circuit fee
缓行注册(美国) ---- shelf registration facility(US)
蝶式买卖 ---- butterfly spread
复式按金 ---- spread margin
复式期权 ---- spread option
复式盘 ---- spread order
调息日 ---- coupon-reset date
调息按揭 ---- adjustable rate mortgage (ARM)
调整 ---- adjustment
调整表 / 调整声明 ---- statement of adjustments
调整后有形资产净值 ---- adjusted net tangible assets
调整后资产净值 ---- adjusted net assets
调整持仓 ---- position adjustment
调整基数 ---- adjusted basis
谅解备忘录 ---- memorandum of understanding (MOU)
赔偿委员会 ---- Compensation Committee
赔偿基金储备账 ---- Compensation Fund Reserve Account
卖空 ---- short selling
卖空空仓 ---- open short position
卖空股份总额 ---- short interest
卖空价规则 ---- tick rule
卖空卖方 ---- short seller
卖家(期权) ---- writer(options)
卖价 ---- offer price
卖盘 ---- sell order
卖盘价 ---- ask price; asked price
账面值 ---- book value
账面记录 ---- book entry
账面净值 ---- net book value
账面过账 ---- book entry
账龄分析 ---- aging analysis of accounts
《适用于在互联网上宣传或销售集体投资计划的人士的指引》 ---- Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)
《适当人选的准则》(证监会) ---- The Fit and Proper Criteria(SFC)
迁册 ---- change of domicile
销售收入 ---- sales revenue
销项增值税 ---- output VAT
饵盘 ---- bait order
余额 ---- balance
学术界谘询委员会(证监会) ---- Academic Advisory Committee(SFC)
学术评审谘询委员会(证监会) ---- Academic and Accreditation Advisory Committee (AAAC)(SFC)
凭证式股东 ---- certificated shareholder
凭证式国库券(中国内地) ---- Certificate Treasury(Mainland China)
《操守准则》 ---- Code of Conduct
操纵价格 ---- price manipulation
担保人 ---- guarantor
担保交易 ---- guarantee transaction
担保物* ---- collateral; security
担保计划 ---- Guarantee Scheme
担保权益 ---- security interest
整合 ---- consolidation; integration
整批输入交收指示 ---- SI Batch File Service
整体持仓 ---- overall position
机构交易员组合系统(澳洲) ---- Portfolio System for Institutional Traders (POSIT)(Australia)
机构投资者 ---- institutional investor
机构客户 ---- institutional client
机构计划书(证监会) ---- Corporate Plan(SFC)
机构风险 ---- institutional risk
历史成本 ---- historical cost
历史波幅 ---- historical volatility
澳洲证券交易所 ---- Australian Stock Exchange (ASX)
澳洲证券及投资监察委员会（澳洲证监会） ---- Australian Securities and Investments Commission (ASIC)
独立上市 ---- separate listing
独立非执行董事 ---- independent non-executive director
独立信托户口 ---- segregated trust account
独立财务顾问 ---- independent financial adviser
独立调查局 ---- ---- Independent Investigation Board
独立顾问 ---- independent adviser
独资经营者 ---- sole proprietor
穆迪投资评级 ---- Moody's Investment Grade
积欠款项 ---- arrears
融通票据 ---- accommodation bill
融资人 ---- financier
融资租赁承担 ---- finance lease commitment
谘询委员会(证监会) ---- Advisory Committee(SFC)
输入买卖盘时段 ---- order input period
「输入与核对分工」功能(中央结算系统) ---- maker-checker facility(CCASS)
办公室前线系统 ---- front-office system
办公室后勤/后勤运作系统 ---- back-office system
迟报交易 ---- late reported sales
选时交易 ---- market timing
选择性销售方式 ---- selective marketing basis
醒目卡 ---- smart card
错误包容 ---- fault tolerance
错误交易合约 ---- mistraded contract
错误陈述 ---- misstatement
随意提增法 ---- arbitrary scale up method
随机分配 ---- random assignment
静态资讯 ---- static information
头寸 ---- position
头寸交易商(商品市场) ---- position trader(commodity market)
头盘 ---- at-the-opening order
龙债券 ---- dragon bond
偿债能力风险 ---- insolvency risk
偿债基金 ---- sinking fund
优先股 ---- preference share; preferred share
优先普通股 ---- preferred ordinary share
优先认购权 ---- pre-emptive right
优质证券 ---- seasoned securities
应付即日差额缴款 ---- intra-day marks payment obligations
应付账款 ---- accounts payable
应用指引 ---- Practice Note
应用研究基金 ---- Applied Research Fund
应用程式界面 ---- Application Programming Interface (API)
应收账款 ---- accounts receivable
应占股权 ---- attributable equity interest
应计收益 ---- accrued revenue
应计利息 ---- accrued interest
应计制(会计) ---- accrual basis(accounting)
应计费用 ---- accrued expenses
应退增值税 ---- recoverable VAT
拟定开市价格 ---- Calculated Opening Price (COP)
档案传送协定 ---- file transfer protocol
档案转换 ---- file transfer
检讨持牌法团财务规管制度工作小组 ---- Working Group on Review of the Financial Regulatory Framework for Licensed Corporations
检讨证券及期货市场规管架构运作专家小组 ---- ---- Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
《检讨证券及期货市场规管架构运作专家小组报告书》 ---- ---- Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
营业日 ---- business day
营业代表 ---- sales representative
营运指令 ---- working order
营运风险 ---- operational risk
营运/营业租赁 ---- operating lease
营运买卖盘 ---- working order
营运资金 ---- working capital
烛柱图 ---- candlestick chart
获分配人士 ---- assignee
获配售人 ---- placee
获配发人 ---- allottee
获提名董事 ---- proposed director
环球股本证券市场 ---- Global Equity Market
环球债券 ---- global bond
环球预托证券 ---- global depository receipt (GDR)
环球银行财务电信协会 ---- Society for Worldwide Interbank Financial Telecommunications (SWIFT)
瞬像 / 瞬态(电脑) ---- snapshot(computer)
总市值 ---- total market capitalisation; aggregate market value
总按金价值 ---- total margin value
总持仓限额 ---- gross limit
总账 ---- general ledger
总额按金计算 ---- gross margining
联交所交易权 ---- Stock Exchange Trading Right
联交所交易权持有人 ---- Holder of Stock Exchange Trading Right
联交所期权结算所抵押品 ---- SEOCH collateral
联交所期权结算所参与者 ---- SEOCH Participant
联交所资讯服务热线 ---- SEHK Enquiry Hotline
联名个人投资者户口 ---- Joint Individual Investor Account
联合交易所赔偿基金 ---- Unified Exchange Compensation Fund
联合受托人 ---- co-trustee
联邦基金 ---- Federal funds
联邦基金利率 ---- Federal funds rate
联邦结算系统 ---- Fed wire; Fedwire; FedWire
联邦储备系统 ---- Federal Reserve System
联席保荐人 ---- co-sponsor
联席经办人 ---- co-manager
联网 ---- networking
联线投资服务 ---- on-line investment service
联机界面联系 ---- on-line interface
联营公司 ---- associated company; associate company; associate
联系人士 ---- associate
联系设施(电脑) ---- gateway(computer)
联系汇率 ---- pegged exchange rate
联系汇率制 ---- pegged rate system
联系证明书 / 信心保证书 ---- ---- comfort letter
联属公司 ---- affiliated company; affiliate
聪明咭 ---- smart card
临时清盘人 ---- provisional liquidator
临时结算表 ---- Provisional Clearing Statement (PCS)
薪酬利益 ---- remuneration package
豁免 / 豁免规定 ---- waiver
豁免上市地位 ---- exempt listing status
豁免交易商 ---- exempt trader
豁免自营买卖商 ---- Exempt Principal Trader
豁免基金经理 ---- Exempt Fund Manager
购回 / 购回股份 ---- repurchase; share repurchase
购股权 ---- share option
购买力平价 ---- purchasing power parity (PPP)
避税 ---- tax avoidance
《迈进新纪元》(刊物) ---- Positioning for a New Era(publication)
还本付息* ---- redemption
还盘 ---- counter order
锅炉室 ---- ---- boiler room
隐藏交易额买卖盘 ---- hidden-size order
点子 ---- basis point
储备 ---- reserve
储备基金 ---- reserve fund
戴维森报告书（即证券业检讨委员会报告书） ---- Ian Hay Davison Report (ie Report of the Securities Review Committee)
渎职行为 ---- misconduct
浏览及挑选 ---- browse and pick
简便指南(自动对盘系统) ---- Quick Reference Guide(AMS)
职工股(中国内地) ---- employee share(Mainland China)
职能划分制度 / 职能分管制度 ---- Chinese Wall
《职业退休计划条例》 ---- Occupational Retirement Schemes Ordinance
职权范围 ---- terms of reference
蓝筹股 ---- blue chip
转手纸 ---- transfer deed; transfer form
转仓 ---- roll-over
转配股(中国内地) ---- individually held state and legal-person share; transfer right share(Mainland China)
转拨 ---- transfer
转让 ---- assignment; transfer
转让人 ---- assignor; transferor
锁仓 ---- locked position
双重上市 / 双边上市 ---- dual listing
双重存档制度；双重呈报规定 ---- ---- dual filing
双边净额结算 ---- bilateral netting
双边价 ---- two-way quote
离岸金融中心 ---- offshore financial centre
离岸盈利重组 ---- offshore profit regrouping
离岸基金 ---- offshore fund
离岸调期 ---- offshore swap
离差(统计) ---- dispersion(statistics)
离场交易 ---- off-floor trading; off-board trading
离场买卖盘 ---- off-floor order
额外按金 ---- additional margin
坏账 ---- bad debt
坏账及呆账拨备/备抵 ---- provision for bad and doubtful debts;
allowance for bad and doubtful debts
缴入股本 ---- paid-up capital; paid-in capital
缴足股本 ---- fully paid-up capital
《2000年证券（保证金融资）（修订）条例》 ---- Securities (Margin Financing) (Amendment) Ordinance 2000
《证券（内幕交易）条例》 ---- Securities (Insider Dealing) Ordinance
《证券（交易商、投资顾问、合伙及代表）规则》 ---- Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules
《证券（披露权益）具报纪录》 ---- Securities (Disclosure of Interests) Notification History Reports
《证券（披露权益）具报摘要》(刊物) ---- Securities (Disclosure of Interests) Notification Summaries(publication)
《证券（披露权益）条例》 ---- Securities (Disclosure of Interests) Ordinance
《证券（结算所）条例》 ---- Securities (Clearing Houses) Ordinance
《证券（证券借出）规则》 ---- Securities (Stock Lending) Rules
《证券上市规则》（《香港联合交易所有限公司证券上市规则》） ---- Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
证券化 ---- securitisation
证券及投资管理局(英国) ---- Securities and Investment Board (SIB)(UK)
证券及衍生工具团体网络 ---- Securities and Derivatives Communication Network (SDNet)
《证券及期货（在证券市场上市）规则》 ---- Securities and Futures (Stock Market Listing) Rules
《证券及期货（披露权益－免除）规例》 ---- Securities and Futures (Disclosure of Interests - Exclusions) Regulation
《证券及期货（披露权益－证券借贷）规则》 ---- Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules
《证券及期货（专业投资者）规则》 ---- Securities and Futures (Professional Investor) Rules
《证券及期货（结算所）条例》 ---- Securities and Futures (Clearing Houses) Ordinance
《证券及期货（认可对手方）规则》 ---- Securities and Futures (Recognized Counterparty) Rules
《证券及期货（卖空豁免及证券借出）规则》 ---- Securities and Futures (Short Selling Exemption and Stock Lending) Rules
《证券及期货（转移职能予联交所）令》 ---- Securities and Futures (Transfer of Functions - Stock Exchange Company) Order
《证券及期货（稳定价格）规则》 ---- ---- Securities and Futures (Price Stabilising) Rules
《证券及期货中介机构业务调查》(证监会) ---- Securities and Futures Intermediaries Activities Surveys(SFC)
《证券及期货市场改革政策文件》 ---- A Policy Paper on Securities and Futures Market Reform
证券及期货事务上诉委员会 ---- Securities and Futures Appeals Panel (SFAT)
《证券及期货事务上诉委员会（费用）令》 ---- Securities and Futures Appeals Panel (Fee) Order
《证券及期货事务上诉委员会程序规则》 ---- Securities and Futures Appeals Panel Proceedings Rules
证券及期货事务上诉审裁处 ---- Securities and Futures Appeals Tribunal
证券及期货事务监察委员会（证监会） ---- The Securities and Futures Commission (SFC)
《证券及期货事务监察委员会（费用）规则》 ---- Securities and Futures Commission (Fees) Rules
《证券及期货事务监察委员会（周年报表）规则》 ---- Securities and Futures Commission (Annual Returns) Rules
《证券及期货事务监察委员会（职能移交）令》 ---- Securities and Futures Commission (Transfer of Functions) Order
《证券及期货事务监察委员会（征费）（证券）（修订）令》 ---- Securities and Futures Commission (Levy) (Securities) (Amendment) Order
《证券及期货事务监察委员会（征费）规则》 ---- Securities and Futures Commission (Levy) Rules
《证券及期货事务监察委员会（征费）（期货合约）令》 ---- Securities and Futures Commission (Levy) (Futures Contracts) Order
《证券及期货事务监察委员会条例》 ---- Securities and Futures Commission Ordinance
《证券及期货事务监察委员会注册人操守准则》 ---- Code of Conduct for Persons Registered with the Securities and Futures Commission
《证券及期货条例》 ---- Securities and Futures Ordinance
证券代号 ---- stock code
《证券代号名录》 ---- List of Stock Codes
证券市场分析文凭深造课程 ---- Diploma Course in Advanced Securities Market Analysis
证券市场资料研究、培训及监察自动化系统 ---- Securities Market Automated Research, Training & Surveillance System (SMARTS)
《证券市场导报》 ---- Securities Market Herald (publication)
证券市场历史研究计划 ---- Stock Market History Project
证券交易自动报价系统(中国内地) ---- Securities Trading Automated Quotation System(STAQS)(Mainland China)
证券交易委员会(美国) ---- Securities and Exchange Commission (SEC) (US)
《证券交易所合并条例》 ---- Stock Exchanges Unification Ordinance
证券交易法(台湾) ---- Securities and Exchange Act(Taiwan)
证券交易纪录(光碟) ---- Trade Record (Equity)(CD Rom)
证券合伙商号 ---- dealing partnership
证券批销经纪 ---- jobber
证券抵押品 ---- securities collateral
证券的认可价值 ---- admissible securities value
证券保证金融资 ---- share margin financing
证券保证金融资人 ---- securities margin financier
证券按贷财务提供者 ---- share margin finance provider (SMFP)
证券借出人 ---- securities lender
证券借贷协议书 ---- securities borrowing and lending agreement (SBLA)
证券商 ---- dealer
证券商代表 ---- dealer's representative
证券商协会 ---- Institute of Securities Dealers
证券商董事 ---- dealing director
证券登记公司总会有限公司 ---- Federation of Shares Registrars Limited
证券发售事宜工作小组 ---- Securities Offering Issues sub-group
证券期货市场发展工作小组 ---- Securities and Futures Market Development Working Group
证券期货局(台湾) ---- Securities and Futures Bureau(Taiwan)
证券汇集转按 ---- margin pooling
证券业培训课程 ---- Securities Training Programme
《证券业检讨委员会报告书》 ---- Report of the Securities Review Committee
证券经纪考试 ---- Securities Brokers Examination
证券经纪业营商环境工作小组 ---- Working Group on the Business Environment of the Stockbroking Industry
证券经纪课程 ---- Securities Brokers Course
证券经销经纪 ---- jobber
证券经销经纪印花税 ---- jobber stamp duty
证券隔分 ---- segregation of securities
证券赔偿基金委员会(证监会) ---- Securities Compensation Fund Committee(SFC)
《证监快讯》 ---- SFC Alert
《证监会执法月报》 ---- SFC Enforcement Reporter
《证监会强积金产品守则》 ---- SFC Code on MPF Products
证监会双重存档事宜顾问小组 ---- SFC Dual Filing Advisory Group
《关于建立无纸化证券市场的建议的谘询文件》(证监会) ---- ---- Consultation Paper on Proposals for a Scripless Securities Market(SFC)
《关于律师及会计师提供附带投资意见的指引》(证监会) ---- Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)
《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》(证监会) ---- Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)
关连人士 ---- connected person
关连人士交易 ---- related party transaction
关连交易 ---- connected transaction
关税及贸易总协定（关贸总协定） ---- General Agreement on Tariffs and Trade (GATT)
竞价市场 ---- auction market
竞价投标 ---- auction
竞价限价盘 ---- at-auction limit order
竞价盘 ---- at-auction order
筹备董事会 ---- Preparatory Board
议价交易 ---- negotiated transaction
谴责 ---- reprimand; censure
摊销 ---- amortisation
摊薄 ---- dilution
权益列表 ---- entitlement table
权益法(会计) ---- equity method(accounting)
权益股本 ---- equity capital; equity share capital
权益报表(中央结算系统) ---- Entitlement Statement(CCASS)
权责发生制*(会计) ---- accrual basis(accounting)
权衡报告制度 ---- differential reporting
权证 ---- warrant
赎回 ---- redemption
赎回溢价(债券) ---- call premium(bonds)
变现 ---- realisation
变换交易(期权) ---- conversion(options)
变价调整 ---- variation adjustment
智能卡 ---- smart card

作者：安普若 在海归黄埔军校发贴, 来自【海归网】 http://www.haiguinet.com

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