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 《海归黄埔军校》课程《中国资本市场》第五章：附录：英中对照证券用语（A-I） |
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《海归黄埔军校》课程《中国资本市场》第五章：附录：英中对照股市词汇(A-I） -- 安普若 - (59092 Byte) 2005-1-28 周五, 03:50 (1773 reads) |
安普若
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作者：安普若 在 海归黄埔军校 发贴, 来自【海归网】 http://www.haiguinet.com
Internet ---- 互联网
Internet Initial Public Offering (iIPO) service ---- 网上认购新股服务
internet order connection ---- 开放式网间联系买卖
interpretive guidelines ---- 说明指引
in-the-money option ---- 价内期权
intraday liquidity ---- 即日流动资金
intra-day margin ---- 即日额外按金
intra-day margin call ---- 即日追补按金
intra-day marks collection mechanism ---- 收取即日差额缴款机制
Intra-day Marks Collection Report(clearing) ---- 即日差额缴款报告(结算)
intra-day marks payment obligations ---- 应付即日差额缴款
intra-day money market ---- 单日货币市场；即日拆借市场
intraday quotation ---- 即日报价
intraday repurchase agreement(banking) ---- 即日回购协议(银行)
intra-group transactions ---- 集团内部交易
intranet ---- 内联网
intrinsic value ---- 内在值
introducing agent ---- 介绍代理人
introduction(listing method) ---- 介绍形式上市
inventory ---- 存货；盘存
investee ---- 投资对象
investment adviser ---- 投资顾问
Investment Advisory Committee ---- 投资顾问委员会
investment analyst ---- 投资分析员
investment grade ---- 投资级别
Investment Management Regulatory Organisation (IMRO) ---- 英国投资管理监管组织
investment philosophy ---- 投资理念
Investment Services Directive (ISD)(European Union) ---- 投资服务指令(欧洲联盟)
Investment-linked Assurance & Pooled Retirement Funds Committee(SFC) ---- 与投资有关的人寿保险及集资退休金计划委员会(证监会)
Investor Account Service ---- 投资者户口服务
Investor and the Stock Market(publication) ---- 《投资者与证券市场》(刊物)
Investor Compensation Company Limited ---- 投资者赔偿有限公司
Investor Participant (IP) ---- 投资者户口持有人
isolated trades system(CCASS) ---- 「已划分的买卖」制度(中央结算系统)
issue price ---- 招股价；发行价
issuer ---- 发行人；发行机构
issuer electronic filing system ---- 发行人电子存档系统
Issuer Register ---- ---- 发行人登记册
Issuers and Professional Advisers Survey ---- 《发行人及专业顾问意见调查》
issuer's cash option ---- 发行人可选择支付现金；发行人现金选择权JBRI ---- see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) ---- 日本公社债研究所
jobber ---- 证券经销经纪；证券批销经纪
jobber stamp duty ---- 证券经销经纪印花税
jobbing transaction ---- 庄家之经销交易
Joint Individual Investor Account ---- 联名个人投资者户口
joint stock company ---- 股份有限公司
joint venture ---- 合营企业；合资企业
joint venture contract ---- 合资合同
jumbo certificate(CCASS) ---- 大额股票(中央结算系统)
jumbomize ---- 将股票化零为整
junk bond ---- 垃圾债券
Kam Ngan Stock Exchange, The ---- 金银证券交易所
kiting ---- 做价
Know More About Your Investment(publication) ---- 《投资者应知多点》(刊物)
Kowloon Stock Exchange, The ---- 九龙证券交易所
LAF ---- see Liquidity Adjustment Facility(HKMA)
LAN ---- see Local Area Network
LAW ---- see ---- Liquidity Adjustment Window
LBO ---- see leveraged buy-out
LIFFE ---- see London International Financial Futures and Options Exchange
LIFO ---- see last in, first out
LOBO ---- see Long Only Brokers for Options
LOF ---- see listed open-end fund
LSE ---- see London Stock Exchange
LTOM ---- see London Traded Options Market
large cap stock ---- 大型股
Large Exposure Report Agreement ---- 大额持仓汇报协议
large open position ---- 大额未平仓合约
last accounting date ---- 最后结算日期
last exercise day ---- 最后行使日
last in, first out (LIFO) ---- 后进先出
last recorded price; last traded price ---- 最后成交价
late reported sales ---- 迟报交易
late trading ---- 逾时交易
Law Society of Hong Kong, The ---- ---- 香港律师会
lead manager ---- 主要经办人
lead underwriter ---- 牵头包销商；主承销商*
leading economic indicator ---- 主要经济指标
legal entity ---- 法律实体
legal person share(Mainland China) ---- 法人股(中国内地)
legal risk ---- 法律风险
lender of last resort ---- 最后贷款人；紧急贷款者
lending fee ---- 贷出费
"let the buyer beware" principle ---- 「买者自负」原则
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM ---- 有关创业板内地发行人监管合作事宜之换文
level playing field(cf uneven playing field) ---- 公平竞争
leverage ---- 杠杆效应
leveraged buy-out (LBO) ---- 杠杆收购
leveraged foreign exchange introducing agent ---- 杠杆式外汇买卖介绍代理人
leveraged foreign exchange trader ---- 杠杆式外汇买卖商
leveraged foreign exchange trading ---- 杠杆式外汇交易；杠杆式外汇买卖
Leveraged Foreign Exchange Trading(Calls) Rules ---- 《杠杆式外汇买卖（造访）规则》
Leveraged Foreign Exchange Trading (Financial Resources) Rules ---- 《杠杆式外汇买卖（财政资源）规则》
Leveraged Foreign Exchange Trading Ordinance ---- 《杠杆式外汇买卖条例》
leveraged market ---- 杠杆市场
liabilities ---- 负债；债务
licence ---- 特许；牌照
licensed bank ---- 持牌银行
licensing information booklet ---- 发牌资料册
Lifeboat Loan ---- 救市贷款
"Lifeboat" levy ---- 救市特别交易征费
light trading ---- 交投疏落
limit order ---- 限价盘
limited liability company ---- 有限责任公司
liquid asset ---- 速动资产；流动资产
liquid capital ---- 速动资金；流动资金
liquidation ---- 清盘
liquidation(ie forced sale of securities to meet a margin call) ---- 斩仓
liquidity ---- 流通性
Liquidity Adjustment Facility (LAF)(HKMA) ---- 流动资金调节机制(金管局)
Liquidity Adjustment Window (LAW) ---- 流动资金调节窗
liquidity margin ---- 流动资金比率/幅度
liquidity provider ---- 流通量提供者
liquidity ratio ---- 流动资金比率
liquidity risk ---- 流通风险
List of Exchange Participants & Holders of Stock Exchange Trading Rights ---- 《交易所参与者及联交所交易权持有人名录》
List of Stock Codes ---- 《证券代号名录》
Listed corporation ---- 上市法团
listed issuer ---- 上市发行人
listed open-end fund (LOF) ---- 上市开放式基金
listed securities ---- 上市证券
Listing Agreement ---- 上市协议
Listing Chinese Companies in Hong Kong(publication) ---- 《中国公司在香港上市指南》(刊物)
Listing Committee ---- 上市委员会
listing rules ---- 上市规则
loan capital ---- 借贷资本
loan facility ---- ---- 贷款融通
loan stock ---- 债务证券；债券；债权股额；贷款债券；
贷款股
loan syndicate ---- 贷款银团
Local Area Network (LAN) ---- 区域网络；部份区域网络
locked position ---- 锁仓
locked up ---- 冻结
London International Financial Futures and Options Exchange (LIFFE) ---- 伦敦国际金融期货及期权交易所
London Stock Exchange (LSE) ---- 伦敦证券交易所
London Traded Options Market (LTOM) ---- 伦敦期权市场
Long Only Brokers for Options (LOBO) ---- 「只限长仓」期权经纪
long options contract ---- 期权长仓合约
long position ---- 长仓；多头*
MACD ---- see Moving Average Convergence-Divergence
Mass ATI ---- see Mass Account Transfer Instruction
MBO ---- see management buy-out
MESDAQ ---- see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MORC ---- see Memorandum of Regulatory Cooperation
MOU ---- see memorandum of understanding
MPF ---- see Mandatory Provident Fund
MSCI Hong Kong Index ---- see Morgan Stanley Capital International Hong Kong Index
MWS ---- see Multi-workstation System
M1 ---- 狭义货币供应量
M2 ---- 广义货币供应量
Maastricht Treaty ---- 马城条约
main board ---- 主板；第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement ---- ---- 《内地与香港关于建立更紧密经贸关系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners ---- ---- 《内地与香港关于建立更紧密经贸关系的安排 - 与证券及期货人员资格有关的安排》
maintenance margin(futures) ---- 维持按金；补仓按金(期货)
major shareholder ---- 主要股东；大股东
major transaction ---- 主要交易；重大交易
maker-checker facility(CCASS) ---- 「输入与核对分工」功能(中央结算系统)
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) ---- 马来西亚证券交易所交易及自动报价系统
management buy-out (MBO) ---- 管理层收购；自发性收购
management fee ---- 管理费用
management shareholder ---- 管理层股东
Management, Supervision and Internal Control Guideline(SFC) ---- 《管理、监督及内部监控指引》(证监会)
manager ---- 经办人
mandatory bid; mandatory offer ---- 强制性收购建议
Mandatory Provident Fund (MPF) ---- 强制性公积金
Mandatory Provident Fund Schemes Authority (MPFA) ---- 强制性公积金计划管理局
margin ---- 按金；保证金；「孖展」
margin call ---- 追补按金；补仓通知
margin client ---- 孖展客户；保证金客户
margin coverage ratio ---- 孖展覆盖率；保证金保险范围比率
margin cut ---- 斩仓
margin financing ---- 保证金融资；孖展融资；保证金借贷活动
margin interval ---- 按金间距
margin offset ---- 按金对销
margin parameter ---- 按金参数
margin pooling ---- ---- 证券汇集转按
margin ratio ---- 按金比例
margin relief ---- 按金减免
Margin Securities Trading Account ---- 保证金证券交易户口
margin trading ---- 按金交易；孖展买卖
margin value ---- 保证金价值
margin-after-exercise ---- 行使后按金
margined premium ---- 以按金形式缴付的期权金
margining process ---- 计算按金程序
mark to market / mark-to-market ---- 按市价计值
mark-to-market margin ---- 市价计值按金
market capitalisation ---- 市场总值；市价总值
Market Datafeed ---- 市场数据传送专线
market depth ---- 市场深度
market maker ---- 庄家
Market Maker List ---- 庄家名录
market making ---- 庄家活动；作价买卖
market manipulation ---- 市场操纵；市场操纵行为；造市
Market Misconduct Tribunal ---- 市场失当行为审裁处
market order ---- 市价盘
market participant ---- 市场参与者
market practitioner ---- 市场从业员
market rental ---- 市值租金
market risk ---- 市场风险
market sentiment ---- 市场气氛
market share ---- 市场占有率
market timing ---- 选时交易
market volatility ---- 市场波幅
market-sensitive information ---- 市场敏感资料；影响市场资料
marks / marks payment ---- 差额缴款
Mass Account Transfer Instruction
(Mass ATI) ---- 大量户口转移指示
mass quote ---- 大量开盘
master trust scheme ---- 集成信托计划
maturity ---- 到期；到期日
maximum spread ---- 最大差价限额
Memorandum and Articles of Association ---- 《组织大纲及章程》
memorandum of association ---- 组织大纲
Memorandum of Regulatory Cooperation (MORC) ---- 《监管合作备忘录》
memorandum of understanding (MOU) ---- 谅解备忘录
merchant bank ---- 商人银行
merger ---- 合并
mergers and acquisitions ---- 合并与收购；并购活动*
merit-based ---- 以监管机构评审为本
mid-cap stock ---- 中型股
Mid-day Data File Transfer Service ---- 中午资料传送服务
middle exercise price ---- 中间行使价
middle-priced option ---- 中位价期权
Mini-HSI Futures ---- 小型恒生指数期货合约
Mini-HSI Options ---- 小型恒生指数期权合约
minimum contribution ---- 最低供款额
minimum price fluctuation ---- 最低上落价位；最低价格变动
minimum quote quantity ---- 最少开价数量
minimum response time ---- 最短回复开价时间
minimum transaction size ---- 最低交易数额
Ministry of Finance(Mainland China) ---- 财政部(中国内地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China) ---- 对外经济贸易合作部（外经贸部）(中国内地)
minority controller ---- 次要控制人
minority interest ---- 少数股东权益
minority shareholder ---- 少数股东
minus tick ---- 低于前成交价
misconduct ---- 不当行为；失职行为；渎职行为
misrepresentation ---- 失实陈述；虚报
Misrepresentation Ordinance ---- 《失实陈述条例》
misstatement ---- 虚假声明；错误陈述
mistraded contract ---- 错误交易合约
mock trading ---- 模拟交易
Model Authorisation Letter ---- 标准授权书
Model Code for Securities Transactions by Directors of Listed Issuers ---- 《上市公司董事进行证券交易的标准守则》
Model Code for Sponsors ---- 《保荐人标准守则》
monetary assets ---- 货币资产
monetary base ---- 货币基础
Monetary Policy Committee(PBOC) ---- 货币政策委员会(中国人民银行)
money broker ---- 货币经纪
money laundering ---- 洗黑钱
money market ---- 货币市场；短期资金借贷市场
money settlement fee ---- 款项交收费
money supply ---- 货币供应
money transfer system ---- 款项过户系统
Money World Asia Hong Kong ---- 香港货币及投资汇展
Money World Asia Pte Limited ---- 亚洲货币世界（新加坡）有限公司
moneyness ---- 价值状况
monies advanced ---- 垫款
Monthly Balance Statement(CCASS) ---- 户口结余月结单(中央结算系统)
Monthly Market Statistics ---- 《市场统计月报》
Monthly Return on Movement of Listed Securities ---- 上市证券变动之月报
Moody's Investment Grade ---- 穆迪投资评级
moratorium ---- 股份禁售期
morning session ---- 早市
mortgage loan originator ---- 按揭贷款发放者
mortgage-backed securities ---- 按揭证券
Moving Average Convergence-Divergence (MACD) ---- 移动平均值背驰指标
multi-currency trading ---- 多种货币买卖
multi-jurisdictional equity offering ---- 跨司法区招股活动
Multi-workstation System (MWS) ---- 多工作站系统
multiple application ---- 重复认购
multiple-workstations ---- 多工作站；一线多机
mutual cross-listing ---- 跨国多重上市
mutual fund ---- 互惠基金
NASDAQ ---- see National Association of Securities Dealers Automated Quotations(US)
NCP ---- see Non-Clearing Participant or Non-Clearing Options Trading Participant
(options trading)
NETS ---- see National Electronic Trading System (Mainland China)
New HSMCI ---- see New Hang Seng MidCap 50 Index
naked option writing ---- 沽出未抵押期权
naked short selling ---- 没有预先借货的卖空活动
National Association of Securities Dealers Automated Quotations (NASDAQ)(US) ---- 美国全国证券交易商协会自动报价系统；
美国纳斯达克证券市场
National Bureau of Economic Research(US) ---- 美国国家经济研究局
National Construction Treasury(Mainland China) ---- 国家建设债券(中国内地)
National Electronic Trading System (NETS)(Mainland China) ---- 全国电子交易系统(中国内地)
National Social Security Fund ---- 全国社会保障基金
National Science and Technology Venture Capital Development Center ---- 国家科技风险开发事业中心
negative statement ---- 否定声明
negotiable instrument ---- 可转让票据
negotiated commission ---- 商议佣金
negotiated transaction ---- 议价交易
net admissible assets ---- 认可资产净值
net asset value ---- 资产净值
net asset value per share ---- 每股资产净值
net book value ---- 账面净值
net margining ---- 净额按金计算
net open options contract; net options position ---- 期权合约净持仓
net position ---- 持仓净额
net present value ---- 现金收益净值
net proceeds ---- 集资净额
net tangible assets ---- 有形资产净值
net tangible assets per share ---- 每股有形资产净值
net underwriting commitment ---- 包销承担净值
net worth ratio ---- 净值比率
netting ---- 单价配对(期权)；净额结算；对销
netting by novation(clearing) ---- 以责务变更的方式进行净额结算
networking ---- 联网
New Hang Seng MidCap 50 Index
(New HSMCI) ---- 新恒生50中型股指数
new issue ---- 发行新股；新股发行
New Regulatory Framework, The(SFC) ---- 《新监管制度》(证监会)
news dissemination ---- 资讯发布
news file ---- 资讯档案
next day net settlement system ---- 翌日净额结算系统
Next Settlement Day Due / Overdue Position Report(CCASS) ---- 下一交收日到期/逾期数额报告(中央结算系统)
Nikkei Stock Average ---- 日经平均指数
nil-paid rights ---- 未缴股款股权；未缴款供股权
no-forcing order ---- 全权委托盘
No-Over-Loss Rules ---- 「无超额亏蚀」规则
nominal exchange rate ---- 名义汇率
nominal price ---- 按盘价；现价
nominal value ---- 面值
nominee account ---- 代理人户口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)(options trading) ---- 非结算参与者；非结算的期权买卖参与者(期权买卖)
non-collateralised warrant ---- 无抵押权证
non-dividend paying European call option ---- 不派息欧式认购期权
non-dividend paying European put option ---- 不派息欧式认沽期权
non-executive director ---- 非执行董事
non-market-making transaction ---- 非市场庄家的交易
non-ranking liabilities ---- 非认可负债
non-registered holder ---- 非登记持有人
non-spot month Hang Seng Index futures contract ---- 非现货月恒生指数期货合约
normal order imbalance ---- 正常买卖盘差额
normative statement ---- 规范声明
Notice on Regulation of Share Issues and Listing in Overseas Markets(State Council) ---- 境外发行股票和上市管理通知(国务院)
notifiable transaction ---- 须予公布的交易
novated contract ---- 责务变更合约
novation ---- 责务变更；约务更替
ORS ---- see Order Routing System
Oaths and Declarations Ordinance ---- 《宣誓及声明条例》
Occupational Retirement Schemes Ordinance ---- 《职业退休计划条例》
odd lot ---- 碎股；零股*
off-balance sheet exposure ---- 资产负债表以外之承担/项目
off-balance sheet (financial) instrument ---- 资产负债表外金融工具
off-board trading ---- 场外交易；离场交易
off-floor order ---- 离场买卖盘
off-floor trading ---- 场外交易；离场交易
off-market rules ---- 场外规则
off-market share repurchase ---- 场外购回股份
offer ---- 收购建议；要约
offer by tender ---- 招标发售
offer for sale ---- 公开发售；提呈发售
offer for subscription ---- 公开认购
offer price ---- 卖价；发盘价
offer to the public ---- 公开招股
offering mechanism ---- 招股机制
Office of the Commissioner of Insurance ---- 保险业监理处
offsetting position ---- 相抵持仓
offshore financial centre ---- 离岸金融中心
offshore fund ---- 离岸基金
offshore profit regrouping ---- 离岸盈利重组
offshore swap ---- 离岸调期
omnibus account ---- 综合户口
omnibus client account ---- 综合户口
on-floor order ---- 场内买卖盘
on-going obligation ---- 持续责任
on-line interface ---- 联机界面联系
on-line investment service ---- 联线投资服务
On-line Trading Working Group (SFC) ---- 网上交易工作小组(证监会)
on-market rules ---- 场内规则
online trading ---- 网上交易；线上交易
online transfer ---- 即时转送
open allocation session (HKATS) ---- 开市分配时段(HKATS)
open contract ---- 未平仓合约
open gateway ---- 开放式网间连接器
open interest ---- 未平仓合约
open market operations ---- 公开市场活动
open offer ---- 公开售股；公开发售
open order ---- 开市盘
open outcry(= auction) ---- 公开喊价；公开叫价；口头唱价*
(= 口头竞价)
open outcry trading ---- 公开叫价交易
open position ---- 未平仓合约
open short position ---- 卖空空仓
open-end fund ---- 开放式基金
opening contract ---- 开仓合约
opening price ---- 开市价；开盘价
opening quotations rules ---- 开市报价规则
opening stock ---- 期初存货
opening transaction ---- 开仓交易
operating lease ---- 营运/经营/营业租赁
Operation Procedures for Stamp Duty Collection ---- 征收印花税运作程序
Operational Clearing Procedures for Options Trading Exchange Participants ---- 《结算运作程序 ─ 期权买卖交易所参与者专用》
operational risk ---- 运作风险；营运风险
Operational Trading Procedures for Options Trading Exchange Participants ---- 《交易运作程序 ─ 期权买卖交易所参与者专用》
option ---- 期权
option buyer ---- 期权买方
option class ---- 期权类别
option contract ---- 期权合约
option holder ---- 期权持有人
option position ---- 期权持仓
option pricing model ---- 期权定价模式
option seller ---- 期权卖方
option series ---- 期权系列
option valuation ---- 期权定价
option writer ---- 期权卖方
optional registration service ---- 另选登记服务
Options Broker Exchange Participant ---- 期权经纪交易所参与者
Options Clearing Officer ---- 期权结算主任
Options Clearing Officer Examination ---- 期权结算主任考试
Options Clearing Rules ---- 《期权结算规则》
Options Client's Agreement ---- 期权客户协议书
options delivery instruction ---- 期权交付指令
options digital datafeed ---- 期权数码资料传送专线
Options Exchange Participant ---- 期权交易所参与者
Options Information Service ---- 期权资讯服务
options tariff ---- 期权费用
options trade confirmation ---- 期权交易确认书
Options Trading Exchange Participant ---- 期权买卖交易所参与者
Options Trading Officer ---- 期权交易主任
Options Trading Officer and Representative Examinations ---- 期权交易主任及代表考试
Options Trading Representative ---- 期权交易代表
Options Trading Rules ---- 《期权交易规则》
order ---- 买卖盘；买卖指示
order at discretion ---- 全权委托盘
order book ---- 买卖盘纪录；挂盘册
order-driven ---- 以买卖盘带动
order entry ---- 买卖盘输入
order form ---- 盘纸
order input period ---- 输入买卖盘时段
order instruction ---- 入市指令
order matching ---- 对盘
order matching period ---- 对盘时段
order routing ---- 买卖盘传递
Order Routing System (ORS) ---- 买卖盘传递系统
order throughput ---- 买卖盘处理率
ordinary share ---- 普通股
OTC Bulletin Board (US) ---- 场外交易议价板 (美国)
out-of-the-money option ---- 价外期权
output VAT ---- 销项增值税
outstanding contingent liabilities ---- 未偿或然负债
outstanding loan ---- 未偿还借款
outstanding order ---- 未完成买卖盘
outstanding stock ---- 已发行股份/股本/股票
over-allotment option ---- 超额配发权；超额配股权
over-allotment option scheme ---- 超额配发机制
over-the-counter derivative ---- 场外衍生工具
over-the-counter market ---- 场外证券市场
over-the-counter option ---- 场外期权
overall position ---- 整体持仓
overbooked ---- 超额认购
overbought ---- 超买
overnight liquidity(banking) ---- 隔夜流动资金(银行)
Overnight Report Distribution(CCASS) ---- 即夜传送报告资料服务(中央结算系统)
overnight trade ---- 非即日平仓交易
overseas issuer ---- 海外发行人
overseas listed foreign share(Mainland China) ---- 境外上市外资股(中国内地)
oversold ---- 超卖
oversubscribed ---- 超额认购
overtrading ---- 过量交易
PASLA ---- see Pan Asian Securities Lending Association
PBOC ---- see People's Bank of China
PCS ---- see Provisional Clearing Statement
P/E ---- see price/earnings ratio
PECC ---- see Pacific Economic Cooperation Council
PIN ---- see personal identification number
PKI ---- see Public Key Infrastructure
POSIT ---- see Portfolio System for Institutional Traders(Australia)
PNS ---- see Proprietary Network System
PPP ---- see purchasing power parity
PRiME ---- see Portfolio Risk Margining System of HKEx
PSE ---- see Pacific Stock Exchange
PSS ---- see Participant Supplied System
PvP ---- see payment vs payment(banking)
PABX Telephone System ---- 内线电话系统
Pacific Economic Cooperation Council (PECC) ---- 太平洋经济合作会议
Pacific Stock Exchange (PSE) ---- 太平洋证券交易所
Pacific-Basin Capital Markets Research Center ---- 太平洋区资本市场研究中心
paid-up capital; paid-in capital ---- 实缴股本；缴入股本
painting the tape ---- 操纵证券价格
Pan Asian Securities Lending Association (PASLA) ---- 亚洲证券借贷协会
paper gold ---- 纸黄金
paper intensive settlement ---- 票据密集交收
paperless trading ---- 无纸化交易
"paper-to-paper" arrangement ---- 票对票方式
par value ---- 票面值
parent company ---- 母公司
parity(options) ---- 平价(期权)
parity value ---- 平衡价值
partially filled order ---- 部份完成的买卖指示
Participant Access Services(futures) ---- 参与者资料提取系统(期货)
Participant gateway ---- 参与者网间连接器
Participant Supplied System (PSS) ---- ---- 参与者自设系统
Particular Transfer(Mainland China) ---- 特别转让股(中国内地)
partly-paid share ---- 未缴足股份
payment vs payment (PvP)(banking) ---- 汇款同步交收；即时汇款同时交收(银行)
payoff ---- 回报；收益
payoff diagram ---- 收益图
payoff period ---- 回收期；回本期
Payout-Protection Rule(options) ---- 「保护偿付」规则(期权)
PC terminal user ---- 个人电脑终端机用户
pegged exchange rate ---- 联系汇率
pegged rate system ---- 联系汇率制；挂钩汇率制
penny stock ---- 细价股；蚊型股
People's Bank of China (PBOC) ---- 中国人民银行
per capita gross domestic product ---- 人均国内生产总值
per capita gross national product ---- 人均国民生产总值
period of solicitation ---- 招售期
Permanent Secretary for Financial Services and the Treasury ---- 财经事务及库务局常任秘书长
perpetual bond ---- 永久债券
personal account dealing guidelines ---- 私人户口交易指引
personal identification number (PIN) ---- 私人密码
phishing ---- 伪冒电子邮件
physical delivery ---- 实物交收
physical inventory ---- 实地盘存
physical market ---- 现货市场
physical price ---- 现货价
physical scrip ---- 实物股票
Pink Sheets (US) ---- 「粉红价单」(美国)
pit ---- 交易圈；交易场
pit trading ---- 场内交易
placee ---- 获配售人；承配人
placing ---- 配售
placing agent ---- 配售代理
placing and top-up ---- 以先旧后新方式配售
placing guidelines ---- 配售指引
placing order ---- 落盘
plain vanilla bond ---- 传统债券
plain vanilla warrant ---- 一般权证
pledge ---- 抵押
plus tick ---- 高于前成交价
port fee ---- 接驳站费用；接口费
portfolio ---- 投资组合
Portfolio Analyser(options) ---- 组合分析仪(期权)
portfolio manager ---- 投资组合经理
Portfolio Risk Margining System of HKEx (PRiME) ---- 香港交易所组合风险按金系统
Portfolio System for Institutional Traders (POSIT)(Australia) ---- 机构交易员组合系统(澳洲)
position ---- 持仓；仓；盘；头寸
position adjustment ---- 调整持仓
position limit ---- 持仓限额；持仓上限
position limit ratio ---- 持仓限额比率
position ratio ---- 持仓比例
position risk adjustment ---- 持仓风险调整
position squaring ---- 平仓
position trader(commodity market) ---- 头寸交易商(商品市场)
Positioning for a New Era(publication) ---- 《迈进新纪元》(刊物)
post-listing acquisition ---- 上市后的收购活动
power of attorney ---- 授权书
power of sanction ---- 制裁权
Practice Note ---- 应用指引
PRC issuer ---- 中国内地发行人
predator(takeover) ---- 狙击手(收购)
Predefined Futures Calendar Spreads ---- 预设期货跨期合约
pre-emptive right ---- 优先认购权
preference / preferred share ---- 优先股
preferred ordinary share ---- 优先普通股
Pre-market Opening Mechanism(futures) ---- 开市议价机制(期货)
pre-open allocation session(HKATS) ---- ---- 开市前分配时段(HKATS)
premium ---- 溢价
premium(futures) ---- 高水(期货)
premium(options) ---- 期权金(期权)
premium turnover ---- 期权金成交额
pre-opening session ---- 开市前时段；开市前议价时段
pre-order matching period ---- 对盘前时段
Preparatory Board ---- 筹备董事会
prescribed percentage ---- 指定百分比
previous closing price ---- 前收市价
price cheating ---- 食价
price discovery ---- 市场定价；市场价格厘定；价格发现
price manipulation ---- 操纵价格；造价
price ramping ---- 炒高价格
Price Reporting System(futures) ---- 报价系统(期货)
price spread(options) ---- 跨价买卖(期权)
price/earnings ratio (P/E) ---- 市盈率
price-sensitive information ---- 股价敏感资料；影响股价资料
pricing model ---- 定价模式
primary listing ---- 第一上市
Primary Market Database ---- 上市公司资料库
primary market ---- 集资市场；一级市场*
primary sponsor ---- ---- 主要保荐人
principal account ---- 公司户口
principal supervisor(GEM) ---- 主要主管(创业板)
principle of best execution ---- 以最佳价格执行交易的原则；
以最佳条件执行交易的原则
Priority Construction Treasury(Mainland China) ---- 国家重点建设债券(中国内地)
private fibre optical circuit ---- 自置光纤线路
private placing ---- 私人配售
privately-offered fund ---- ---- 私募基金*
privatisation ---- 私有化；私营化
privileged user ---- 特许使用者
pro forma fully diluted price/earnings ratio ---- 备考全面摊薄市盈率
pro forma statement ---- 备考报表
Process Review Panel ---- 程序覆检委员会
Professional Accountants Ordinance ---- 《专业会计师条例》
Professional Conduct Rules and Regulations(publication) ---- 《专业操守规则及规例》(刊物)
Professional Course for Equity Options Practitioners ---- 股票期权从业员专业课程
profit ---- 溢利；利润；盈利
profit and loss account ---- 损益账
profit forecast ---- 溢利预测
profits attributable to shareholders ---- 股东应占溢利
programme trading ---- 程式买卖；程式交易
project finance ---- 项目融资
Project on the Use of Plain Language ---- 浅白语言计划
Prolonged Suspension Status Report ---- 有关长时间停牌公司之报告
promoter ---- 发起人
property gains tax ---- 物业增值税
property valuer ---- 物业估值师
proposed director ---- 获提名董事
proprietary account ---- 公司专用户口
Proprietary Network System (PNS) ---- ---- 专线网络系统
proprietary routing terminal ---- 专用网络系统
proprietary trading ---- 自营买卖；坐盘
proprietary trading system ---- 专用交易系统
prospectus ---- 招股章程；招股书；发行章程
Protection of Investors Ordinance ---- 《保障投资者条例》
Provident Fund Scheme ---- 公积金计划
provision ---- 条文
provision(accounting) ---- 准备；拨备(会计)
provision for bad and doubtful debts ---- 坏账及呆账拨备
Provisional Clearing Statement (PCS) ---- 临时结算表
provisional letter of allotment ---- 暂定配额通知书
provisional liquidator ---- 临时清盘人
proxy form ---- 代表委任表格；委派代表书
prudence ---- 审慎原则
public address system ---- 公布系统
public censure ---- 公开谴责
Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) ---- 保值公债(中国内地)
public float ---- 公众持股量
public float capitalisation ---- 公众持股市值
public interest ---- 公众利益
Public Interest Director ---- 公众利益董事
Public Key Infrastructure (PKI) ---- 公开密码匙基础建设
purchasing power parity (PPP) ---- 购买力平价
put option ---- 认沽期权
put warrant ---- 认沽权证
put writer ---- 认沽期权沽出者
QDII ---- see Qualified Domestic Institutional Investor
QFII ---- see Qualified Foreign Institutional Investor
qualification share ---- 资格股
Qualified Domestic Institutional Investor (QDII) ---- ---- 合格境内机构投资者
Qualified Foreign Institutional Investor (QFII) ---- 合格境外机构投资者
qualified institutional buyer ---- 合资格机构买家
qualified opinion ---- 保留意见
Quick Reference Guide(AMS) ---- 简便指南(自动对盘系统)
quiet trading ---- 交投淡静
quotation rules ---- 报价规则
quote ---- 报价；开价盘
quote maintenance report ---- 开盘状况报告
quote request ---- 报价要求；开价盘要求
quote-driven ---- 以报价带动；以开盘带动
Range ELI ---- see Range Equity Linked Instrument
RDDS ---- see Realtime Digital Data Service
REIT ---- see real estate investment trust
repo ---- see repurchase agreement
RFQ ---- see request for quote
RIQ ---- see Recognised Industry Qualifications
RSI ---- see Relative Strength Indicator
RTGS ---- see Real Time Gross Settlement System(HKMA)
raider(takeover) ---- 狙击手(收购)
rally ---- 回升；反弹
ramping ---- 炒高价格
random assignment ---- 随机分配
Range Equity Linked Instrument (Range ELI) ---- 「勒束式」股票挂钩票据
ranking liabilities ---- 认可负债
rat trading ---- 老鼠仓活动
rate of return ---- 回报率
real estate investment trust (REIT) ---- 房地产投资信托基金
real exchange rate ---- 实质汇率
real time calculation ---- 实时计算
Real Time Gross Settlement system (RTGS)(HKMA) ---- 即时支付结算系统(金管局)
real time information ---- 即时资讯；实时资讯
realisation ---- 变现
Realtime Digital Data Service (RDDS) ---- 即时数码数据服务
realtime digital datafeed ---- 即时数码资料传送专线
rebate ---- 回扣；回佣；佣金回扣
recapitalisation ---- 资本重整
receiving agent ---- 收款代理
receiving bank ---- 收款银行
Recognised Industry Qualifications (RIQ) ---- 认可行业资格
reconciliation ---- 对账
recoverable VAT ---- 应退增值税
red chip ---- 红筹股
redeemable share ---- 可赎回股份
redemption ---- 赎回；兑付*；还本付息*
rediscount ---- 再贴现
Reference for Disclosures in Annual Reports(publication) ---- 《周年报告的参考披露资料》(刊物)
regional index call warrant ---- 地区性指数认购权证
Regional Monitor ---- 《亚太股市脉络》
register of members ---- 股东名册
registered certificate ---- 记名证书
registered dealer ---- 注册证券商
registered financier ---- 注册融资人
registered firm ---- 注册商号
registered intermediary ---- 注册中介团体
registered owner ---- 登记持有人
registered securities ---- 记名证券
Registered Trader ---- ---- 注册庄家
Registered Treasury(Mainland China) ---- 记账式国库券(中国内地)
registrar ---- 过户登记处；过户处
Registrar of Companies ---- 公司注册处处长
registration and transfer fee ---- 登记过户费
regulated short selling ---- 受监管之股份卖空活动
regulation ---- 监管
regulatory arbitrage ---- 监管套戥
regulatory body ---- 监管机构
regulatory regime ---- 监管制度
rejected sales ---- 反驳交易
related party transaction ---- 关连人士交易
related person ---- 关连人士
relationship of put-call parity ---- 认沽认购等价关系
relative return ---- 相对回报率
Relative Strength Indicator (RSI) ---- 相对强弱指数
rematerialisation ---- ---- 重新实物化
remote trading access ---- 遥距交易设施
remuneration package ---- 薪酬利益
reorganisation ---- 重组
replacement cost ---- 重置成本
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure ---- 《检讨证券及期货市场规管架构运作专家小组报告书》
Report of the Securities Review Committee ---- 《证券业检讨委员会报告书》
Report on Financial Market Review ---- 《金融市场检讨报告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong ---- 《提升香港的金融基础设施报告》
reporting accountant ---- 申报会计师
reporting period ---- 申报期
reprimand ---- 谴责
repurchase ---- 购回；购回股份
repurchase agreement (repo) ---- 回购协议
request for proposal ---- 征求建议书
request for quote (RFQ)(options) ---- 报价要求(期权)
required rate of return ---- 所需回报率
reserve ---- 储备
reserve fund ---- 储备基金
response time ---- 回应时间
responsibility letter ---- 责任承诺书
responsibility statement ---- 责任声明书
restatement of accounts ---- 重整账目
restricted licence bank ---- 有限制牌照银行
restriction notice ---- 限制通知书
results announcement ---- 业绩公布
resumption of trading ---- 复牌；恢复买卖
retail broker ---- 散户经纪
retail information service ---- 零售资讯服务
retail investor ---- 散户投资者；散户
retained capital ---- 留成资金；保留资金
retained earnings; retained income ---- 留存盈利；留存收益
retained profits ---- 留存溢利；留存盈利
Reuters Monitor Equities Investment Service ---- 路透社证券投资传视服务
revaluation ---- 重估
reversal contract(options) ---- 逆转交易合约；取消交易合约(期权)
reverse takeover ---- 反收购
reverse convertibles ---- 反向可转换产品
Revised Guidance Notes Regarding Money Laundering ---- 《防止洗黑钱修订指引》
revised short selling scheme ---- 经修订的股份卖空计划
rights issue ---- 供股；配售新股
risk array algorithm ---- 风险排列算式
risk array margining system ---- 风险排列按金制度
risk array method ---- 风险排列方法
risk control ---- 风险控制
risk disclosure ---- 风险披露
Risk Disclosure Statement(GEM) ---- 风险披露声明书(创业板)
risk evaluation ---- 风险评估
risk identification ---- 风险鉴别
risk management ---- 风险管理
Risk Management Committee ---- 风险管理委员会
risk parameter ---- 风险参数
risk tolerance ---- 风险容限
risk-free interest rate ---- 无风险利率
roadshow ---- 巡回推介
Rolling Forex ---- 日转期汇
roll-over ---- 转仓
round lot ---- 手
"round trip" option transaction ---- 「来回」期权交易
round-lot-plus order ---- 非整手买卖盘
router system ---- 买卖盘传递系统
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) ---- 《香港联合交易所有限公司创业板证券上市规则》（《创业板上市规则》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) ---- 《香港联合交易所有限公司证券上市规则》（《证券上市规则》）
Rules of the Exchange ---- 《交易所规则》
runner ---- 驳脚经纪
SAAC ---- see Securities Analysts Association of China
SAC ---- see Securities Association of China, The
SAFE ---- see State Administration of Foreign Exchange(Mainland China)
SASAC ---- see State-owned Assets Supervision and Administration Commission
SBLA ---- see securities borrowing and lending agreement
SCCLR ---- see Standing Committee on Company Law Reform
SCEFI ---- see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE ---- see Stock Options Reference Educator
SCP ---- see Self Clearing Participant
SDNet ---- see Securities and Derivatives Communication Network
SEAQ ---- see Stock Exchange Automated Quotations System(UK)
SEAQI ---- see ---- Stock Exchange Automated Quotations System for International Equities(UK)
SEATS ---- see Stock Exchange Alternative Trading Service(UK)
SEC ---- see Securities and Exchange Commission(US)
SEHK ---- see Stock Exchange of Hong Kong Limited, The
SEIS ---- see Stock Exchange Information Services Limited
SEOCH ---- see SEHK Options Clearing House Limited, The
SESDAQ ---- see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC ---- see Securities and Futures Commission, The
SFAT ---- see Securities and Futures Appeals Tribunal
SGX ---- see Singapore Exchange
SI ---- see settlement instruction
SIB ---- see Securities and Investment Board(UK)
SMARTS ---- see Securities Market Automated Research, Training & Surveillance System
SMFP ---- see share margin finance provider
SOES ---- see Small Order Entry System/Small Order Execution System(US)
SPAN ---- see Standard Portfolio Analysis of Risk
SPDR ---- see Standard & Poor's Depository Receipt
SRN ---- see Shareholder Reference Number
SSAP ---- see Statement of Standard Accounting Practice
STAQS ---- see Securities Trading Automated Quotation System(Mainland China)
SWIFT ---- see Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite ---- 标准普尔/香港交易所综合指数
S&P/HKEx GEM ---- 标准普尔/香港交易所创业板指数
S&P/HKEx LargeCap ---- 标准普尔/香港交易所大型股指数
S&P/HKEx MidCap 25 ---- 标准普尔/香港交易所中型股25指数
S&P/HKEx SmallCap 50 ---- 标准普尔/香港交易所小型股50指数
sales representative ---- 营业代表
sales revenue ---- 销售收入
salvage value ---- 残值
same day exercise ---- 同日行使
samurai bond ---- 武士债券
scalable ---- 提高运作的能力
scalping ---- 老鼠仓活动；食价
scheme of arrangement ---- 协议安排；协议计划
screen ---- 荧幕；屏幕*
scrip dividend ---- 以股代息
scrip fee ---- 股票登记费；登记过户费
scrip issue ---- 发行红股
scripless trading ---- 无纸化交易
seasoned securities ---- 优质证券
second board ---- 第二板；第二板市场
second liner; second line stock ---- 二线股
second market ---- 第二板；第二板市场
secondary listing ---- 第二上市
secondary market ---- 交易市场；二级市场
Secretary for Economic Development and Labour ---- 经济发展及劳工局局长
Secretary for Financial Services and the Treasury ---- 财经事务及库务局局长
secured debts ---- 抵押债项
Securities (Clearing Houses) Ordinance ---- 《证券（结算所）条例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules ---- 《证券（交易商、投资顾问、合伙及代表）规则》
Securities (Disclosure of Interests) Notification History Reports ---- 《证券（披露权益）具报纪录》
Securities (Disclosure of Interests) Notification Summaries(publication) ---- 《证券（披露权益）具报摘要》(刊物)
Securities (Disclosure of Interests) Ordinance ---- 《证券（披露权益）条例》
Securities (Insider Dealing) Ordinance ---- 《证券（内幕交易）条例》
Securities (Margin Financing) (Amendment) Ordinance 2000 ---- 《2000年证券（保证金融资）（修订）条例》
Securities (Stock Lending) Rules ---- 《证券（证券借出）规则》
Securities Analysts Association of China (SAAC) ---- 中国证券业协会证券分析师专业委员会
Securities and Derivatives Communication Network (SDNet) ---- 证券及衍生工具团体网络
Securities and Exchange Act(Taiwan) ---- 证券交易法(台湾)
Securities and Exchange Commission (SEC)(US) ---- 证券交易委员会(美国)
Securities and Futures (Clearing Houses) Ordinance ---- 《证券及期货（结算所）条例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 ---- 《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation ---- 《证券及期货（披露权益－免除 ）规例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules ---- 《证券及期货（披露权益－证券借贷）规则》
Securities and Futures (Price Stabilising) Rules ---- ---- 《证券及期货（稳定价格）规则》
Securities and Futures (Professional Investor) Rules ---- 《证券及期货（专业投资者）规则》
Securities and Futures (Recognized Counterparty) Rules ---- 《证券及期货（认可对手方 ）规则》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules ---- 《证券及期货（卖空豁免及证券借出 ）规则》
Securities and Futures (Stock Market Listing) Rules ---- 《证券及期货（在证券市场上市 ）规则》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order ---- 《证券及期货（转移职能予联交所 ）令》
Securities and Futures Appeals Panel ---- 证券及期货事务上诉委员会
Securities and Futures Appeals Panel (Fee) Order ---- 《证券及期货事务上诉委员会（费用）令》
Securities and Futures Appeals Panel Proceedings Rules ---- 《证券及期货事务上诉委员会程序规则》
Securities and Futures Appeals Tribunal (SFAT) ---- 证券及期货事务上诉审裁处
Securities and Futures Bureau(Taiwan) ---- 证券期货局(台湾)
Securities and Futures Commission, The (SFC) ---- 证券及期货事务监察委员会（证监会）
Securities and Futures Commission (Annual Returns) Rules ---- 《证券及期货事务监察委员会（周年报表）规则》
Securities and Futures Commission (Fees) Rules ---- 《证券及期货事务监察委员会（费用）规则》
Securities and Futures Commission (Levy) (Futures Contracts) Order ---- 《证券及期货事务监察委员会（征费）（期货合约）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order ---- 《证券及期货事务监察委员会（征费）（证券）（修订）令》
Securities and Futures Commission (Levy) Rules ---- 《证券及期货事务监察委员会（征费）规则》
Securities and Futures Commission Ordinance ---- 《证券及期货事务监察委员会条例》
Securities and Futures Commission (Transfer of Functions) Order ---- 《证券及期货事务监察委员会（职能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) ---- 《证券及期货中介机构业务调查》(证监会)
Securities and Futures Market Development Working Group ---- ---- 证券期货市场发展工作小组
Securities and Futures Ordinance ---- 《证券及期货条例》
Securities and Investment Board (SIB)(UK) ---- 证券及投资管理局(英国)
Securities Association of China, The (SAC) ---- 中国证券业协会
securities borrowing and lending agreement (SBLA) ---- 证券借贷协议书
Securities Brokers Course ---- 证券经纪课程
Securities Brokers Examination ---- 证券经纪考试
securities collateral ---- 证券抵押品
Securities Compensation Fund Committee(SFC) ---- 证券赔偿基金委员会(证监会)
securities lender ---- 证券借出人
securities margin financier ---- 证券保证金融资人
Securities Market Automated Research, Training & Surveillance System (SMARTS) ---- 证券市场资料研究、培训及监察自动化系统
Securities Market Herald (publication) ---- 《证券市场导报》
Securities Offering Issues sub-group ---- ---- 证券发售事宜工作小组
Securities Trading Automated Quotation System (STAQS)(Mainland China) ---- 证券交易自动报价系统(中国内地)
Securities Training Programme ---- 证券业培训课程
securities-on-hold mechanism ---- 冻结股份机制
securitisation ---- 证券化
security ---- 抵押品；担保物*
security arrangement ---- 抵押安排；保障安排
security interest ---- 担保权益
"see-through" price ---- 透视价
segregated trust account ---- 独立信托户口
segregation of securities ---- 证券隔分
SEHK Enquiry Hotline ---- 联交所资讯服务热线
SEHK Monthly Bulletin ---- 《香港联合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) ---- 香港联合交易所期权结算所有限公司（联交所期权结算所）
selective marketing basis ---- 选择性销售方式
Self Clearing Participant (SCP) ---- 自行结算参与者
self-clearing ---- 自行结算
self-regulatory organisation; self-regulating organisation ---- 自律监管机构
sell order ---- 卖盘；沽盘
sensitivity analysis ---- 敏感度分析
SEOCH collateral ---- 联交所期权结算所抵押品
SEOCH Participant ---- 联交所期权结算所参与者
separate listing ---- 独立上市
Serial Month Hibor Futures ---- 三个月拆息利率期货
series margin value ---- 系列按金价值
set off ---- 抵销
Settled Position Report(CCASS) ---- 已交收数额报告(中央结算系统)
settlement backlog ---- 交收积压
settlement bank ---- 交收银行
settlement cap ---- 交收上限
settlement date ---- 交收日
settlement instruction (SI) ---- 交收指示
Settlement Instruction Batch Upload(CCASS) ---- 交收指示整批传送(中央结算系统)
settlement instruction transaction ---- 「交收指示」交易
settlement period ---- 交收期
Settlement Report(CCASS) ---- 交收报告(中央结算系统)
settlement risk ---- 交收风险
SFC (HKEC Listing) Appeals Committee ---- 证监会（香港交易所上市）上诉委员会
SFC (HKEC Listing) Committee ---- 证监会（香港交易所上市）委员会
SFC (HKEC Listing) Executive ---- 证监会（香港交易所上市）执行人员
SFC Alert ---- 《证监快讯》
SFC Code on MPF Products ---- 《证监会强积金产品守则》
SFC Dual Filing Advisory Group ---- ---- 证监会双重存档事宜顾问小组
SFC Enforcement Reporter ---- 《证监会执法月报》
shadow director ---- 影子董事
Shanghai Municipal Futures Industry Association ---- 上海市期货同业公会
Shanghai Securities Central Clearing and Registration Corporation ---- 上海证券中央登记结算公司
Shanghai Stock Exchange ---- 上海证券交易所
Shanghai United Assets and Equity Exchange ---- 上海联合产权交易所
share capital ---- 股本
share entitlements ---- 股份权益
share exchange ---- 以股换股
share margin finance provider (SMFP) ---- 证券按贷财务提供者
share margin financing ---- 证券保证金融资；股票按贷财务
share option ---- 购股权；股份认购权；认股权；认股期权
share register ---- 股东名册
share registrar ---- 股票过户登记处；过户处
share repurchase ---- 购回股份；股份购回
share scheme ---- 股份计划
shareholder loan ---- 股东贷款
Shareholders Group(SFC) ---- 股东权益小组(证监会)
shareholding ---- 股权
shareware ---- 共用软件
shelf registration facility(US) ---- 暂搁注册；缓行注册(美国)
Shenzhen Securities Clearing Company Limited ---- 深圳证券结算有限公司
Shenzhen Securities Registration Company Limited ---- 深圳证券登记有限公司
Shenzhen Stock Exchange ---- 深圳证券交易所
short call ---- 认购期权空仓；认购短仓
short interest ---- 卖空股份总额
short option ---- 期权短仓
short options contract ---- 期权短仓合约
short position ---- 淡仓；空仓；空头*
short put ---- 认沽期权空仓；认沽短仓
short seller ---- 卖空卖方
short selling ---- 卖空；沽空；抛空
Short Selling Pilot Scheme ---- 股份卖空试验计划
short squeeze ---- 挟仓
short term borrowings ---- 短期举债；短期借贷
short-dated securities ---- 短期证券
short-term money ---- 短期资金
SI Activity Report(CCASS) ---- 交收指示活动报告(中央结算系统)
SI Batch File Service ---- 整批输入交收指示
SI Status Report(CCASS) ---- 交收指示状况报告(中央结算系统)
SI transaction ---- 交收指示的交易
significant shareholder(GEM) ---- 高持股量股东(创业板)
simulation system ---- 模拟系统
Singapore Exchange (SGX) ---- 新加坡交易所
single price auction system ---- 单一价格竞价市场
single share derivative warrant ---- 单一种股份的衍生权证
sinking fund ---- 偿债基金
Sino-foreign equity joint venture ---- 中外合资企业
slow trading ---- 交投呆滞
small cap stock ---- 细价股
Small Order Entry System / Small Order Execution System (SOES)(US) ---- 细盘撮合系统(美国)
Small Order First-In-First-Out ---- 细额先到先得
smart card ---- 聪明卡；醒目卡；灵巧卡
SME Board(Shenzhen Stock Exchange) ---- 中小企业板块(深圳证券交易所)
snapshot ---- 瞬像；瞬态；「定镜」处理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) ---- 环球银行财务电信协会
soft commission ---- 软佣金；非金钱佣金
soft currency ---- 软货币；弱势货币
soft landing ---- 软着陆
soft-dollar benefits ---- 非金钱利益
sole proprietor ---- 独资经营者
source code ---- 源指令码
sovereign debt ---- 外债
sovereign risk ---- 主权风险
Special Levy ---- 特别征费
special limit order ---- 特别限价盘
Special Treasury(Mainland China) ---- 特种国债；特别国债(中国内地)
Special Treatment(Mainland China) ---- 特别处理股(中国内地)
specialised bank ---- 专业银行*
Specialist System(US) ---- 「特许证券商」制度(美国)
speed bump ---- 停市措施
spin-off ---- 分拆；分拆上市
split ---- 股份拆细
Split Register ---- 分列登记册
sponsor ---- 保荐人
Sponsor's Declaration ---- 《保荐人声明》
sponsoring broker ---- 保荐经纪
spot market ---- 现货市场
spot month ---- 现货月
spot price ---- 现货价
spread ---- 价位；差价
spread(options) ---- 跨价/跨期式组合(期权)
spread margin ---- 复式按金
spread of holders ---- 持股人的分布情况
spread of sector ---- 行业覆盖层面
spread option ---- 复式期权
spread order ---- 复式盘
spread table ---- 价位表
spread trading ---- 跨期买卖；跨价买卖
squeeze ---- 挟仓
stagflation ---- 滞胀
staggering maturities ---- 交错到期组合
stamp duty ---- 印花税
Stamp Duty Ordinance ---- 《印花税条例》
Standard & Poor's Depository Receipt (SPDR) ---- 标准普尔500综合指数预托证券
Standard & Poor's Rating ---- 标准普尔评级
standard accounting practice ---- 标准会计准则
standard contract ---- 标准合约
standard deviation ---- 标准差
standard deviation of daily return ---- 每日回报标准差
Standard Portfolio Analysis of Risk (SPAN) ---- 标准组合风险分析
standard registration service ---- 标准登记服务
Standing Committee on Company Law Reform (SCCLR) ---- 公司法改革常务委员会
standstill agreement ---- 暂缓还款协议
standstill return ---- 股价不动时回报
State Administration of Foreign Exchange (SAFE)(Mainland China) ---- 国家外汇管理局(中国内地)
State Bureau for Industrial and Commercial Administration
(Mainland China) ---- 国家工商局(中国内地)
State Council Securities Committee(Mainland China) ---- 国务院证券委员会（证券委）(中国内地)
State Economic and Trade Commission(Mainland China) ---- 国家经济贸易委员会（国家经贸委）(中国内地)
state share(Mainland China) ---- 国家股；国有股(中国内地)
State Statistics Bureau(Mainland China) ---- 国家统计局(中国内地)
State Taxation Bureau(Mainland China) ---- 国家税务局(中国内地)
statement of "non-owner movement in equity" ---- 非所有者权益变动表
statement of account ---- 户口结单
statement of adjustments ---- 调整表；调整声明
Statement of Standard Accounting Practice (SSAP) ---- 《会计实务准则》
Statement of Stock Movement(CCASS) ---- 股份转移报告(中央结算系统)
State-owned Assets Supervision and Administration Commission (SASAC) ---- 国有资产监督管理委员会
state-owned enterprise(Mainland China) ---- 国营企业(中国内地)
static information ---- 静态资讯
Status Report on Issuers' Delay in Releasing Results Announcement ---- 有关发行人延迟公布业绩之报告
statutory public welfare fund(Mainland China) ---- 法定公益金(中国内地)
statutory reserve ---- 法定储备
statutory surplus reserve(Mainland China) ---- 法定公积金(中国内地)
Steering Committee on Organisational Review(SEHK) ---- 组织架构检讨指导委员会(联交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) ---- 金融基础设施督导委员会
stock borrowing and lending ---- 股票借贷
stock borrowing and lending position information page(Teletext) ---- 股票借贷数额资料页(大利市)
stock clearing fee ---- 股份结算费
stock code ---- 股份代号；证券代号
stock conversion ---- 股份收纳
stock custody fee ---- 股份托管费
stock deposit fee ---- 股份存入费
Stock Deposit Form ---- 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) ---- 交易所另项交易系统(英国)
Stock Exchange Automated Quotations System (SEAQ)(UK) ---- 交易所自动报价系统(英国)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) ---- 交易所国际自动报价系统(英国)
Stock Exchange Information Services Limited (SEIS) ---- 香港联合交易所资讯服务有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) ---- 香港联合交易所有限公司（联交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) ---- 新加坡证券交易所交易及自动报价系统
Stock Exchange Trading Right ---- 联交所交易权
Stock Exchanges Unification Ordinance ---- 《证券交易所合并条例》
stock futures ---- 股票期货
stock lender ---- 股票出借人；贷股人
Stock Lender Participant(CCASS Participant) ---- ---- 贷股人参与者(中央结算系统参与者)
Stock Lending Account(clearing) ---- 股票贷出户口(结算)
Stock Market History Project ---- 证券市场历史研究计划
Stock Market Information Donation Programme ---- 股市资料捐赠计划
stock option ---- 股票期权
Stock Options Reference Educator (SCORE) ---- 股票期权参考教育站
stock page(Teletext) ---- 股份页(大利市机)
stock pledgee ---- 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) ---- 股份承押人参与者(中央结算系统参与者)
stock return ---- 股票归还
Stock Segregated Account with Statement Service(CCASS) ---- 附寄结单服务的股份独立户口(中央结算系统)
stock settlement fee ---- 股份交收费
stock split ---- 股份拆细
stock withdrawal fee ---- 股份提取费
Stockbrokers' Association of Hong Kong (1891) ---- 香港股票经纪会（1891年）
stop limit order ---- 止蚀限价盘
stop order; stop-loss order ---- 止蚀盘
straddle(options) ---- 马鞍式组合(期权)
straight bond ---- 普通债券
straight-through processing ---- 直通式交易程序
straightline method of depreciation ---- 直线折旧法
strangle(options) ---- 勒束式组合(期权)
"street name" share certificate ---- 「街名」股票；待转名股份
strike price(options) ---- 行使价；敲价(期权)
strong dollar ---- 强势美元
sub-commission ---- 回扣/回抽佣金；倒扣
sub-index ---- 分类指数
sub-ledger ---- 分类账
subordinated loan ---- 附属贷款；后偿贷款
subscription ---- 认购
subscription warrant (vs derivative warrant) ---- 股本权证（相对于衍生权证）
subsidiary ---- 附属公司
substantial shareholder ---- 大股东；主要股东
sub-underwriter ---- 分包销商
summary financial report ---- 财务摘要报告
summary offence ---- 轻微违纪事件/行为
supervisor(Mainland China) ---- 监事(中国内地)
supervisory committee(Mainland China) ---- 监事会(中国内地)
supplemental/supplementary listing document ---- 补充/增补上市文件
supranational entity ---- 超国家机构
surplus reserve ---- 盈余储备
suspended trading; suspension ---- 停牌
suspense account ---- 暂记账
swap ---- 掉期
Swiss Commodities, Futures and Options Association ---- 瑞士商品、期货及期权协会
syndicated credit ---- 银团融资
syndicated lending ---- 银团贷款
syndicated loan ---- 银团贷款
synthetic long call ---- 合成认购期权长仓
synthetic option ---- 合成期权
synthetics ---- 合成工具
system access right ---- 系统联通权
System Access Right Fee(options) ---- 系统联通权收费(期权)
system closure ---- 系统终止
system integrator ---- 系统整合商
system parameter ---- 系统参数
system sizing ---- 制订系统规模
systematic risk ---- 系统性风险
TAIFEX ---- see Taiwan Futures Exchange
TIGER ---- see Taiwan Innovative Growing Entrepreneurs
TIPS ---- see Theoretical Indicative Pricing System(futures)
TOPIC ---- see Teletext Output of Price Information by Computer(UK)
TOPS ---- see Traded OPtions System
TPC ---- see Third Party Clearing
TraHK ---- see Tracker Fund of Hong Kong
T + 2 ---- T + 2 交收期限
T + 2 settlement system ---- T + 2 交收制度
T + 3 Rule(US) ---- T + 3 规则(美国)
tails(options) ---- 极价外期权；无价期权形式
Taiwan Futures Exchange (TAIFEX) ---- 台湾期货交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) ---- 台湾创新成长企业类股
Taiwan Securities Central Depository Company Limited ---- 台湾证券集中保管公司
Taiwan Stock Exchange Corporation ---- 台湾证券交易所
take-up(options) ---- 接收(期权)
takeover ---- 收购
Takeovers & Mergers Panel(SFC) ---- 收购及合并委员会(证监会)
Takeovers Appeal Committee(SFC) ---- 收购上诉委员会(证监会)
tap facility ---- 持续发售机制
tap issue ---- 不限量发行
tariff ---- 交易费
tax avoidance ---- 避税
tax break ---- 税项减免
tax concession ---- 税项减免
tax evasion ---- 逃税
tax rebate; tax refund ---- 退税
tax relief ---- 税务优惠
Taxation Institute of Hong Kong ---- ---- 香港税务学会
technical analysis ---- 技术分析
Teletext ---- 大利市
Teletext carrier charge ---- 大利市网络供应商费用
Teletext Information Service ---- 大利市资讯服务
Teletext Output of Price Information by Computer (TOPIC)(UK) ---- TOPIC 系统(英国)
Teletext page ---- 大利市版页
Teletext video broadcast service ---- 大利市影像广播服务
temporary receipts ---- 暂收款
Temporary Suspension Status Report ---- 有关暂时停牌公司之报告
tender procedure ---- 投标程序
term bond ---- 定期债券
Terms and Conditions for Investor Participants ---- 《投资者户口持有人规则》
terms of reference ---- 职权范围
Theoretical Indicative Pricing System (TIPS)(futures) ---- 理论性参考价格系统(期货)
third liner ---- 三线股
Third Party Clearing (TPC) ---- 第三者结算
throttle rate ---- 节流率
tick (size) ---- 最低上落价位；最低价格变动
tick rule ---- 卖空价规则；限价卖空规则
tick value ---- 价位值
tier(options) ---- 持仓类别(期权)
TIGER Board(Taiwan) ---- 二类股票(台湾)
time premium ---- 时间值
time spread ---- 跨期买卖
time stamp ---- 时间戳记
time value ---- 时间值
tipper ---- 收取内幕消息人士
top up placing ---- 以先旧后新方式配售
top-up ---- 补充
total margin value ---- 总按金价值
total market capitalisation ---- 总市值
township and village enterprises ---- 乡镇企业
track record ---- 业务纪录
Tracker Fund of Hong Kong (TraHK) ---- 盈富基金
trade acceptance ---- 商业承兑汇票
trade amendment ---- 更正交易；成交调整
trade give-ups(options) ---- 交易转移(期权)
trade reversals(options) ---- 逆转交易；取消交易(期权)
trade-for-trade settlement ---- 逐项交收
traded option ---- 在交易所买卖的期权
Traded Options System (TOPS) ---- 股票期权系统
trader jacket ---- 交易员背心
trading ahead ---- 扒头交易
Trading and Settlement Committee ---- 交易及交收委员会
trading booth ---- 交易柜位
trading calendar ---- 交易日表
trading capacity ---- 交易量；交易能力
trading day ---- 交易日
trading facilities ---- 交易设施
Trading Fee ---- 交易费
trading floor; trading hall ---- 交易大堂
trading halt ---- 勒停板
"trading only" stocks -
作者：安普若 在 海归黄埔军校 发贴, 来自【海归网】 http://www.haiguinet.com
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